Showing 3434 Documents for "securities"
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- MAS
- Consultations
Last revised date:
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own ordinary shares.40 However, gross long positions in its own ordinary shares resulting from holdings of index securities may be netted against short positions in its own ordinary shares
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own AT1 capital instruments.40 However, gross long positions in its own AT1 capital instruments resulting from holdings of index securities may be netted against short positions in its own
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own Tier 2 capital instruments.40 However, gross long positions in its own Tier 2 capital instruments resulting from holdings of index securities may be netted against
- MAS
- Media Releases
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- We have concluded that the omission did not amount to a breach of the Securities and Future Act (SFA).
- As such, we will not take any regulatory action against GLP. 3 While GLP did not breach the SFA, it should not have chosen a narrow and technical assessment of the materiality of the non-competition arrangement.
- MAS
- Circulars
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- SCHEDULE OF THE SECURITIES AND FUTURES (MARKETS) REGULATIONS WITH EFFECT FROM 1 JULY 2017 We wish to inform you that MAS will be revising the annual fee for locally-incorporated Recognised Market Operators (RMO) under the Second Schedule of the Securities and Futures
- MPI 02/2017 13 June 2017 The Chief Executive Officers of All Locally-Incorporated Recognised Market Operators under the Second Schedule of the Securities and Futures (Markets) Regulations REVISION OF ANNUAL FEES FOR LOCALLY-INCORPORATED RECOGNISED MARKET OPERATORS UNDER THE SECOND
- MAS
- Media Releases
Last revised date:
- Bangkok, 15 September 2005...The Monetary Authority of Singapore (MAS) and the Securities and Exchange Commission of Thailand (SEC) today signed a letter of intent (LOI), setting out initiatives for bilateral cooperation in the regional capital market. 2 These initiatives include the establishment
- of cross-border trading of collective investment funds, mutual recognition of professional qualifications and certification of financial professionals working in the field of securities, and exploration of cross-border trading linkages between Singapore and Thailand. 3 The LOI also underlines the
- This bilateral regulatory cooperation will also complement ongoing efforts of Singapore and Thailand to explore alliance possibilities and strengthen the regional securities market through such tools as the ASEAN Capital Markets Forum and the ASEAN Equity Index Development. 4 The LOI was signed by
- MAS
- Consultations
Last revised date:
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own ordinary shares.40 However, gross long positions in own ordinary shares resulting from holdings of index securities may be netted against short positions in own ordinary
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own Tier 2 capital instruments.40 However, gross long positions in own Tier 2 capital instruments resulting from holdings of index securities may be netted against short positions
- The Reporting Bank shall look through holdings of index securities to deduct exposures to its own AT1 capital instruments.40 However, gross long positions in own AT1 capital instruments resulting from holdings of index securities may be netted against short positions
- MAS
- Monographs/Information Papers
Last revised date:
- issued by certain AAA-rated entities, as well as foreign-currency denominated securities specified in Cross Border Collateral Arrangements (CBCAs) between MAS and foreign central banks.
- The CPF Board places the net proceeds as Advance Deposits with MAS for subsequent subscription to Special Issues of Singapore Government Securities (SSGS). SSGS have original maturities of 20 years and are non-marketable.
- MAS custody Financial Market foreign collateral Singapore dollar liquidity Foreign Central Bank Prior to signing these arrangements, MAS accepted only securities issued by AAA-rated entities.
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 1 July 2020… Mr Lan Kangm ing and Mr Wee Toon Lee were charged today for offences under 162(3) of the Securities and Futures Act (SFA). 2 Mr Lan and Mr Wee each face 3 charges of providing false information to MAS investigators on 26 October 2018. 3 At the material time,
- issue manager for the IPO listing. 6 Mr Lan and Mr Wee are accused of providing false information in their statements to MAS, when MAS investigators subsequently questioned Mr Lan and Mr Wee concerning the due diligence reports. 7 If convicted, for each charge of section 162(3) of the SFA
- MAS
- Media Releases
Last revised date:
- approach to protect IT environment as well as appropriate measures to secure SWIFT payment terminals.
- 6 April 2018…The Monetary Authority of Singapore (MAS) has issued an advisory to remind financial institutions to remain vigilant, following recent reports of cyber incidents overseas where attackers attempted fraudulent fund transfers using the SWIFT system. 2 Mr Tan Yeow Seng, MAS’ Chief Cyber Security
- number of initiatives to continuously deepen the sector’s cyber capabilities, taking into account the rapidly changing cyber threat landscape.” 3 MAS’ advisory reminds financial institutions to continue to strengthen measures to safeguard themselves in the following areas: (a) Implement a layered security
- MAS
- Media Releases
Last revised date:
- A workgroup of IT security specialists from the major banks and technology experts provided input to MAS in the drafting stage.
- The enhanced guidelines provide guidance on the oversight of technology risk management and security practices of financial institutions to address technology risks to the financial industry.
- The Monetary Authority of Singapore (MAS) today released two consultation papers on Technology Risk Management (TRM). 2 The first paper is a set of enhanced guidelines on technology risk management and the adoption of sound security practices.
- MAS
- Notices
Last revised date:
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON EXECUTION OF ORDERS BY MARKET OPERATORS -------- Notice No.: SFA02-N03 Issue Date: 3 September 2020 NOTICE ON EXECUTION OF ORDERS BY MARKET OPERATORS 1 INTRODUCTION This Notice is issued pursuant to section
- ; or (b) a recognised market operator that is incorporated in Singapore; order means an offer or invitation to exchange, sell or purchase derivatives contracts, securities or units in a collective investment scheme, by any person other than an institutional investor. 2.2
- 45 of the Securities and Futures Act (Cap. 289) 1.1 (Act) and applies to locally-incorporated market operators. 1.2 This Notice shall take effect on 4 September 2020. 2 DEFINITIONS 2.1 For the purposes of this Notice locally-incorporated market operator means (a) an approved exchange