Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- (1) Inadequate security policies and processes 22. Having in place adequate security policies and processes is the cornerstone for protecting personal data in the IT setting.
- This security vulnerability exposed the hosting environment the credentials be intercepted.
- The need to have a strong password is fundamental to the security of the database system.
- MAS
- Speeches
Last revised date:
- Current Interpretation of Investment Advice and Dealing in Securities 30 Our current securities legislation relies on broadly worded definitions like "investment adviser" and "dealing in securities" to bring certain activities under our regulatory ambit. 31 Under present laws, "dealing in securities
- A wealth of information on securities is available on the Internet.
- But the breakdown of the securities value chain has blurred the distinctions between fact and investment advice, and between dealing in securities and merely providing information.
- PDPC
- Commission's Decisions
Last revised date:
- Cybersite admitted that it was responsible for the security of the hosting system.
- part of Smiling Orchid and a failure to make reasonable security arrangements.
- For the general security of its servers, Cybersite had put in place security arrangements including regular changing of system passwords, and regular updates of its firewall(s), anti-virus software, anti-spam software.
- PDPC
- Commission's Decisions
Last revised date:
- Cybersite admitted that it was responsible for the security of the hosting system.
- of Smiling Orchid and a failure to make reasonable security arrangements.
- For the general security of its servers, Cybersite had put in place security arrangements including regular changing of system passwords, and regular updates of its firewall(s), anti-virus software, anti-spam software.
- MAS
- Enforcement Actions Media Releases
Last revised date:
- (SFA) Section 203(2) SFA Section 203(2) SFA provides that an entity, the securities of which are listed for quotation on a securities exchange, shall not intentionally, recklessly or negligently fail to notify the securities exchange of such information as is required to be disclosed by the securities
- occur or arise for the purpose of the securities exchange making that information available to a securities market operated by the securities exchange.
- Securities and Futures Act (Cap 289, 2006 Rev. Ed.)
- MAS
- FAQs
Last revised date:
- Updated on 10 January 2022 -------- FAQs on the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 SECURITIES AND FUTURES ACT (CAP.289) SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS 2013 FREQUENTLY ASKED QUESTIONS Part VIA of the Securities
- of the Securities and Futures Act and regulations.
- ........................................ 21 iv -------- FAQs on the Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013 Q3.5 The SFA and the Securities and Futures (Trading of Derivatives Contracts) Regulations 2019 (SF(TDC)R) require certain entities to
- MAS
- Enforcement Actions Media Releases
Last revised date:
- Act (SFA). 2.
- (ii) Two charges for deceiving UOB Kay Hian Pte Ltd and OCBC Securities Pte Ltd under section 201(b) of the SFA. (iii) One charge for making false statements to induce others to trade under section 200(1)(a) of the SFA.
- His false statements included overstating his target price for the securities and claiming that he had purchased shares in the securities when he had not. 4.
- MAS
- Notices
Last revised date:
- SFA 04-N08 (Amendment) 2009 with effect from 16 February 2009 2. SFA 04-N08 (Amendment) 2010 with effect from 26 November 2010 9
- It sets out requirements for: Representatives of an exempt person Risk disclosure Conduct of business Disclosure of interests Amendment Notes 08 Oct 2018 SFA 04-N08 (Cancellation Notice) 2018 (106.9 KB) takes effect. 26 Nov 2010 SFA 04-N08 (Amendment) 2010 (127.9 KB) takes effect. 16 Feb 2009 SFA 04-
- This Notice is issued pursuant to section 101 of the Securities and Futures Act (Cap. 289).
- MAS
- Consultations
Last revised date:
- Section 82(2) of the SFA provides that the licensing requirement shall not apply to any person specified in the Third Schedule of the SFA.
- AND FUTURES ACT (CAP. 289) [SFA] Consultation Paper 20 March 2003 Page 1 of 13 -------- INTRODUCTION 2 3 Under section 82(1) of the Securities and Futures Act (Cap. 289) [SFA], no person shall, whether as principal or agent, carry
- Page 8 of 13 -------- APPENDIX I PROPOSED ASSESSMENT OF APPLICATION FOR APPROVAL OF ARRANGEMENTS UNDER PARAGRAPH 9, THIRD SCHEDULE OF THE SECURITIES AND FUTURES ACT 2001 [SFA] TABLE 1 Dealing in Securities, Trading in Futures, Leverage Foreign Exchange Trading, Custodial Services
- MAS
- Consultations
Last revised date:
- Securities and Futures (Offers of Investments) (Securities and Securities-based Derivatives Contracts) Regulations to more accurately reflect the scope of the Regulations, which covers both securities and securities-based derivatives contracts.
- Secured Debentures 7.
- Secured Debentures 39.