Showing 3434 Documents for "securities"

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    • MAS
    • Consultations

    Last revised date:

    • by on-lending or managing unsegregated collateral, cash or securities).
    • or commodities comprising any one of the following: (a) a repo or a reverse repo; (b) a securities or commodities lending transaction or securities or transaction financing commodities borrowing transaction; (c) a margin lending transaction, for which the value of the transaction
    • Where the Reporting Bank does not own or control the underlying cash or security resource, the resource cannot be leveraged by the Reporting Bank.
    • MAS
    • Notices

    Last revised date:

    • Persons exempted under section 99(1)(h) of the SFA Securities and Futures Act (Cap. 289) read with paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations.
    • Holders of a capital markets services licence under section 82 of the SFA Securities and Futures Act (Cap. 289). [MAS Notice PSN02 (Amendment) 2022] 6.
    • Persons exempted under section 99(1)(h) of the SFA Securities and Futures Act read with paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations. [MAS Notice PSN02 (Amendment) 2022] 9.
    • MAS
    • Notices

    Last revised date:

    • purposes of paragraph 22(c) of MAS Notice 645 for the period beginning on the effective date of this Notice and ending on 8 November 2020 (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 645 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • the Disease Outbreak Response System Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date) (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 645 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date)on 8 November 2020 (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 645 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • MAS
    • Notices

    Last revised date:

    • purposes of paragraph 22(c) of MAS Notice 128 for the period beginning on the effective date of this Notice and ending on 8 November 2020 (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 128 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • the Disease Outbreak Response System Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date) (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 128 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • risk assessment of the Disease Outbreak Response System Condition to Green in respect of COVID- 19 (hereinafter referred to in this Notice as the End Date), paragraphs 3, 6 and 21B of MAS Notice 128 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • MAS
    • Notices

    Last revised date:

    • purposes of paragraph 22(c) of MAS Notice 831 for the period beginning on the effective date of this Notice and ending on 8 November 2020 (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 831 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • Disease Outbreak Response System Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date) (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 831 do not apply -------- to any credit facility that is for the purchase of, or is otherwise secured
    • risk assessment of the Disease Outbreak Response System Condition to Green in respect of COVID- 19 (hereinafter referred to in this Notice as the End Date), paragraphs 3, 6 and 21B of MAS Notice 831 do not apply to any credit facility that is for the purchase of, or is otherwise secured
    • MAS
    • Economic Essays

    Last revised date:

    • Securing Financial Stability in the Post-crisis Era, opening remarks at the Asian Monetary Policy Forum (AMPF) available at http://www.mas.gov.sg/news-and-publications/speeches-and-monetary-policy-statements/speeches/2014 /securing-financial-stability-in-the-postcrisis-era.aspx
    • In particular, macroprudential and microprudential policies can make banks and other heavily-regulated intermediaries more resilient, but might be weak in tackling bubbles in securities markets and at and less-regulated entities.
    • In general, they do not extend to imbalances building in securities markets or in more lightly regulated intermediaries, and tighter regulation on core banks can induce activity to migrate to these less regulated corners of the system.
    • MAS
    • Enforcement Actions

    Last revised date:

    • MAS has shared its observations with the parent regulators of GSG, namely the US Securities and Exchange Commission and the Federal Reserve Board. 8.      
    • AGC, CAD, and MAS would like to thank the US Department of Justice, Federal Bureau of Investigation, US Securities and Exchange Commission, and the Federal Reserve Board for their close cooperation and assistance given in relation to this and other related investigations. ***
    • The Monetary Authority of Singapore (“MAS”) has issued GSSP a direction under Section 101 of the Securities and Futures Act, Chapter 289 to appoint an independent external party to conduct a review of its remedial measures. Conditional Warning Issued to Goldman Sachs (Singapore) Pte. 3.      
    • MAS
    • Speeches

    Last revised date:

    • I would like to extend my heartiest congratulations to Daiwa Securities Company on the opening of Daiwa Wealth Management office in Singapore.
    • Today, all of Daiwa Securities Group's main subsidiaries have established presence in Singapore, which also serves as the headquarters for your fixed income business in South Asia and Southeast Asia. 3   The opening of Daiwa Wealth Management Singapore marks yet another milestone for the Daiwa Securities
    • This will be Daiwa Securities Company's first overseas subsidiary and we are delighted that you have chosen Singapore for the first venture overseas to serve your High Net Worth clients in Asia and Middle East.
    • MAS
    • Speeches

    Last revised date:

    • (B) Safeguard Confidentiality, Security and Integrity of Customer Credit Information 10     Second, the Bill will empower MAS to require licensed credit bureaus and their approved members to safeguard the confidentiality, security and integrity of customer credit information. 
    • First, to help ensure that they take adequate measures to safeguard the confidentiality, security and integrity of sensitive borrower information. 
    • These include having robust controls in credit reporting processes, accurate and complete credit data specifications, secure information technology systems, and sound business continuity management, amongst others. 
    • MAS
    • Media Releases

    Last revised date:

    • MAS has shared its observations with the parent regulators of GSG, namely the US Securities and Exchange Commission and the Federal Reserve Board. 8.      
    • AGC, CAD, and MAS would like to thank the US Department of Justice, Federal Bureau of Investigation, US Securities and Exchange Commission, and the Federal Reserve Board for their close cooperation and assistance given in relation to this and other related investigations. ***
    • The Monetary Authority of Singapore (“MAS”) has issued GSSP a direction under Section 101 of the Securities and Futures Act, Chapter 289 to appoint an independent external party to conduct a review of its remedial measures. Conditional Warning Issued to Goldman Sachs (Singapore) Pte. 3.