Showing 3434 Documents for "securities"

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    • MAS
    • Speeches

    Last revised date:

    • This provision mirrors similar provisions in the Securities and Futures Act, and will subject the conduct of FA firms to the same standard as that expected in the context of securities and futures.
    • 1   Mr Speaker Sir, I beg to move, "That the Bill be now read a second time". 2   The House has just debated the Securities and Futures (Amendment) Bill 2012. The changes we have adopted are complemented by the proposed amendments in the Financial Advisers (Amendment) Bill 2012.
    • Enhancing MAS’ supervision and enforcement powers 3   First, the Bill introduces amendments which mirror those in the Securities and Futures (Amendment) Bill 2012 relating to: (i) the enhancement of MAS’ powers to investigate and take regulatory action; and (ii) the extension of MAS’ powers to make prohibition
    • MAS
    • Media Releases

    Last revised date:

    • Specifically, actions have been taken to terminate the swaps in the underlying securities for series 1 to 8 of the Minibond notes programme.  This removes the risk of credit events in the underlying securities and helps to preserve the value of the underlying collateral. 
    • This action is not necessary for series 9 and 10 as the underlying securities for these notes are corporate bonds and have no swaps.
    • Third, if the receivers, in consultation with DTCF, conclude that restructuring is not viable, the receivers will proceed to liquidate the underlying securities and the proceeds will be paid out to noteholders after deducting any liabilities that are payable. 
    • MAS
    • Forms and Templates

    Last revised date:

    • SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) RISK DISCLOSURE STATEMENT REQUIRED TO BE FURNISHED UNDER REGULATION 47E(2) AND TO BE KEPT UNDER REGULATION 39(2)(d) BY THE HOLDER OF A CAPITAL MARKETS SERVICES LICENCE FOR FUND
    • This statement is provided to you in accordance with regulation 47E(2) of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10). 2.
    • Note: Margin means an amount of money, securities, property or other collateral, representing a part of the value of the contract or agreement to be entered into, which is deposited by the buyer or the seller of a futures contracts, spot foreign exchange contracts for the
    • MAS
    • Notices

    Last revised date:

    • incident means an event that involves a security breach, such as hacking of, intrusion into, or denial of service attack on, a critical system, or a system which compromises the security, integrity or confidentiality of customer information; relevant incident means
    • a system malfunction or IT security incident, which has a severe and widespread impact on the money brokers operations or materially impacts the money brokers service to its customers; system means any hardware, software, network, or other information technology (IT) component
    • significant disruption to the operations of the money broker or materially impact the money brokers service to its customers, such as a system which For the purpose of this Notice (a) processes transactions that are time critical; or (b) provides essential services to customers; IT security
    • MAS
    • Notices

    Last revised date:

    • incident means an event that involves a security breach, such as hacking of, intrusion into, or denial of service attack on, a critical system, or a system which compromises the security, integrity or confidentiality of customer information; relevant incident means
    • the operations of the registered insurance broker or materially impact the registered insurance brokers service to its customers, such as a system which For the purpose of this Notice (a) processes transactions that are time critical; or (b) provides essential services to customers; IT security
    • a system malfunction or IT security incident, which has a severe and widespread impact on the registered insurance brokers operations or materially impacts the registered insurance brokers service to its customers; system means any hardware, software, network, or other information technology
    • MAS
    • Notices

    Last revised date:

    • incident means an event that involves a security breach, such as hacking of, intrusion into, or denial of service attack on, a critical system, or a system which compromises the security, integrity or confidentiality of customer information; relevant incident means a system malfunction or IT security
    • significant disruption to the operations of the relevant entity or materially impact the relevant entitys service to its customers, such as a system which For the purpose of this Notice---- (a) processes transactions that are time critical; or (b) provides essential services to customers; IT security
    • MAS
    • Money and Banking Monthly Statistical Bulletin

    Last revised date:

    • Prior to 2005, data refer to government securities. 39 -------- Table II.5 Insurance Companies: Assets (continued) SINGAPORE GENERAL INSURANCE FUND S$ MILLION END OF PERIOD TOTAL 9=10 TO 14 CASH AND DEPOSITS 10 DEBT SECURITIES 11* EQUITIES SECURITIES 12 LOANS 13 OTHER ASSETS 14
    • (SGS): Issuance, Redemption and III.5 Outstanding Amount ... 51 Singapore Government Securities (SGS) : Prices and Yields .. 52 Singapore Government Securities (SGS) : Average Daily Turnover Volume .. 53 III.6 III.7 -------- IV III.8 III.9 IV.1 IV.2 IV.3 IV.4 IV.5 IV.6 IV.7 Singapore
    • AND EQUITIES ISSUED BY PRIVATE ENTITIES DEBT SECURITIES BY GOVERNMENT RELATED ENTITIES DEBT SECURITIES IN SINGAPORE OUTSIDE SINGAPORE EQUITY INVESTMENTS IN SINGAPORE OUTSIDE SINGAPORE GOVERNMENT OF SINGAPORE TOTAL STATUTORY AUTHORITIES OTHER GOVERNMENTS TOTAL ASSETS S$ MILLION 10 11
    • MAS
    • Forms and Templates

    Last revised date:

    • Average volume Security security is: b) $200,000, in all other cases. We declare that: 8.16 It is a requirement for a major payment institution to maintain security with the Authority.
    • Describe the security measures employed for wallets.
    • The applicant is aware of and will be able to meet the security requirement.
    • MAS
    • Notices

    Last revised date:

    • Excluded credit facilities 7(1) For the purposes of paragraphs 8 and 9, an unsecured non-card credit facility shall not include a loan for any of the following purposes: (a) (b) (c) the furnishing of any security to the Government in connection with any application for the deferment
    • as a result of a fall in the value of the security given for that facility, where the merchant bank which granted the loan has taken reasonable steps to ensure that the proceeds of the loan are paid to the person who granted that facility; (f) any renovation (the loan being referred to
    • of any liability under the Enlistment Act (Cap. 93); the furnishing of any security to the Government in connection with the employment of a foreign domestic worker; the defraying of expenses which are directly attributable to a course of education, including tuition fees and the costs
    • MAS
    • Consultations

    Last revised date:

    • Regulation 3(9) of the Securities and Futures (Classes of Investors) Regulations 2018 (G.N. No.
    • S 665/2018) for all consent provisions as defined in regulation 3(9) of those Regulations: (a) an individual mentioned in section 4A(1)(a)(i) of the Securities and Futures Act (Cap. 289); 17 -------- (b) a trustee mentioned in section 4A(1)(a)(iii) of the Securities and Futures Act
    • Barring any unforeseen circumstances and editorial changes, the draft Regulations will be published as is in Q4 2021 24 -------- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (CLASSES OF INVESTORS) (AMENDMENT) REGULATIONS 2021 In exercise of the powers conferred