Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- They may send their comments to ciscancellation@mas.gov.sg or write to the Securities Regulatory Development Division, Securities & Futures Department. ***
- The Monetary Authority of Singapore ("MAS") today issued a draft Notice to Managers of Unit Trusts under the Securities and Futures Act (SFA) on its proposal to implement a cancellation period for the purchase of units in unit trusts. 2 When the Financial Advisers Act (FAA) comes into force in September
- MAS
- Media Releases
Last revised date:
- Singapore, 23 March 2012… The Monetary Authority of Singapore (MAS), on the advice of the Securities Industry Council (SIC), today issued a revised Code on Take-overs and Mergers (Code) pursuant to section 139(6) of the Securities and Futures Act.
- response to the public consultation can be downloaded below. 3 The key changes to the Code are as follows:- Codify existing practices (a) clarify that the SIC may take further actions against a person who breaches the Code in addition to depriving him of his ability to enjoy the facilities of the securities
- Enhance disclosure (g) require disclosure of dealings in long options and derivatives over offeree company shares during the offer period by associates who hold 5% or more in the offeree company; (h) require the offeror to disclose the number and percentage of his shareholdings which have been charged as security
- MAS
- Notices
Last revised date:
- Securities and Futures Act (Cap.289)(Act) and applies to capital markets intermediaries.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON EXECUTION OF CUSTOMERS ORDERS -------- Notice No: SFA 04-N16 Issue Date: 03 September 2020 NOTICE ON EXECUTION OF CUSTOMERS ORDERS 1 1.1 INTRODUCTION This Notice is issued pursuant to section 101 of the
- This notice applies to - Capital markets services (CMS) licensees; and - Banks, merchant banks and finance companies which conduct the regulated activities of dealing in capital markets products, fund management or real estate investment trust management under the SFA.
- MAS
- Speeches
Last revised date:
- Theywant to raise capital at the lowest cost, and find liquidity and support for their securities in the secondary market. This requires adequate interest from local and foreign investors for securities issued in Singapore.
- This is happening not just to banks, but also to insurance companies and securities houses, plus exchanges which are being demutualised and turned into for-profit corporations.
- We have loosened up rules on foreign listings in Singapore dollars, reduced capital requirements for securities firms, and eased other onerous restrictions. By 1 Jan 2001, commissions will be completely freed up.
- MAS
- Notices
Last revised date:
- deferment of any liability under the Enlistment Act (Cap. 93); the furnishing of any security to the Government in connection with the employment of a foreign domestic worker; the defraying of expenses which are directly attributable to a course of education, including tuition fees
- Excluded credit facilities 7(1) For the purposes of paragraphs 8 and 9, an unsecured non-card credit facility shall not include a loan for any of the following purposes: (a) (b) (c) (d) (e) the furnishing of any security to the Government in connection with any application for the
- as a result of a fall in the value of the security given for that facility, where the finance company which granted the loan has taken reasonable steps to ensure that the proceeds of the loan are paid to the person who granted that facility; 3 -------- (f) any renovation (the loan being
- MAS
- Speeches
Last revised date:
- issues relating to the regulation of the securities markets.
- It has developed a common set of objectives and principles of securities regulation, which enhance mutual understanding among securities regulators and commissioners.
- We are introducing a new consolidated Securities and Futures Act to account for global developments influenced by technology.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT 2001 SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS FORM 22 NOTICE OF COMMENCEMENT OF BUSINESS LODGED PURSUANT TO PARAGRAPH 7(6)(a) OF THE SECOND SCHEDULE TO THE REGULATIONS BY A PERSON EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE TO
- All terms used in this Form shall, except where expressly defined in this Form or where the context otherwise requires, have the same meanings as defined in the Securities and Futures Act (the Act) or the Regulations.
- MAS
- Notices
Last revised date:
- of the Disease Outbreak Response System Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date) (both dates inclusive), paragraphs 5, 9 and 30 of MAS Notice 1115 do not apply to any credit facility that is for the purchase of, or is otherwise secured
- For the purposes of paragraph 22(c) of MAS Notice 1115 for the period beginning on the effective date of this Notice and ending on 8 November 2020 (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 1115 do not apply to any credit facility that is for the purchase of, or is otherwise secured
- the Disease Outbreak Response System Condition to Green in respect of COVID-19 (hereinafter referred to in this Notice as the End Date) (both dates inclusive), paragraphs 3, 6 and 21B of MAS Notice 1115 do not apply to any credit facility that is for the purchase of, or is otherwise secured
- MAS
- Enforcement Actions
Last revised date:
- and Futures Act (SFA).
- They were each fined $3,000. 7 Mr Lan and Mr Wee’s convictions for offences involving dishonesty, as well as their conduct during MAS’ inspection, have given MAS reason to believe that Mr Lan and Mr Wee have not and will not carry out regulated activities under the SFA honestly.
- effect from 1 September 2021, the two former representatives of UOB Kay Hian Private Limited (UOBKH) are prohibited from performing any regulated activity and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital market services firm under the Securities
- PDPC
- Commission's Decisions
Last revised date:
- The Organisation had provided and made reasonable security arrangements to protect personal data in its possession and/or control in relation to the Incident.
- Following the Incident, the Organisation took prompt and extensive remedial both to mitigate the effects of the Incident and enhance the robustness of its security measures.
- This included shutting down the FTA, conducting thorough Page 2 of 3 -------- review of processes and file sharing protocols to enhance information security posture, and offering identity monitoring service to the affected individuals. 7.