Showing 3434 Documents for "securities"
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- MAS
- Guidelines
Last revised date:
- and Futures Act (Cap. 289): (a) than collective in securities (other investment dealing schemes) quoted on a securities exchange, overseas securities exchange or recognised trading system provider; trading in futures contracts; foreign exchange trading; leveraged foreign exchange trading
- [Amended on 1 July 2005] -------- Guidelines on Conduct of Business For Execution-Related Advice 2 Definitions 4 For the purpose of these Guidelines: capital markets product means or (b) a futures contract; (a) any securities other than a listed excluded investment
- These standards are consistent with [Amended on 1 July 2005] Definitions 4 For the purpose of these Guidelines: capital markets products means any securities (other than collective investment schemes), futures contracts, contracts or arrangements
- MAS
- Circulars
Last revised date:
- LAUNDERING & COUNTERING THE FINANCING OF TERRORISM MEASURES AND BUSINESS CONDUCT In 2014, the Monetary Authority of Singapore (MAS) appointed external auditors under section 320(1) of the Securities and Futures Act (Cap. 289) (SFA), section 65(1) of the Financial Advisers
- in section 198 and section 207 of the SFA; - priority of customers orders, as described in regulation 44(1) of the Securities and Futures (Licensing and Conduct of Business) Regulations (SF(LCB)R); - withholding of customers trades, as described in regulation 47(1) of the SF(LCB)R;
- CMI 02/2015 28 October 2015 [Last revised on 8 October 2018] To: Holders of a Capital Markets Services Licence for conducting the regulated activities of Dealing in Capital Markets Products under the Securities and Futures Act (Cap. 289) Dear Sirs ENHANCING ANTI-MONEY
- PDPC
- Commission's Decisions
Last revised date:
- There were no security or access controls on the Website or on any of the Webpages, such as a password protection.
- arrangements previously to protect the existing personal data the organisation was holding, the organisation has a positive duty to put in place security arrangements after the Appointed Day.
- As provided in Section 24 of the PDPA, the security arrangements must be “reasonable”. 12 What has just been described about the PDPA obligations coming into operation and applying after the Appointed Day is to be contrasted with the ‘grandfathering’ provision under section 19 of
- PDPC
- Commission's Decisions
Last revised date:
- There were no security or access controls on the Website or on any of the Webpages, such as a password protection.
- arrangements previously to protect the existing personal data the organisation was holding, the organisation has a positive duty to put in place security arrangements after the Appointed Day.
- As provided in Section 24 of the PDPA, the security arrangements must be reasonable. 12 What has just been described about the PDPA obligations coming into operation and applying after the Appointed Day is to be contrasted with the grandfathering provision under section 19 of the
- MAS
- Notices
Last revised date:
- execution activities means any or all of the following activities as defined in section 2(1) of the Securities and Futures Act (Cap. 289): (a) dealing in securities (other than collective investment schemes) quoted on a securities exchange, overseas securities exchange or recognised
- MAS Notice 318]; [FAA-N03 (Amendment) 2018] representative has the same meaning as in section 2(1) of the Act; and unit has the same meaning as in section 2(1) of the Securities and Futures Act (Cap. 289).
- MAS 318]; client includes a prospective client; collective investment scheme has the same meaning as in section 2(1) of the Securities & Futures Act (Cap. 289); [FAA-N03 (Amendment) 2005] Definitions 7 -------- designated investment product has the same meaning as in section 25(6) of
- MAS
- Monographs/Information Papers
Last revised date:
- Since 2016, AGC has prosecuted and secured convictions against 13 individuals for TF.
- Key legislation to combat TF include the Terrorism (Suppression of Financing) Act 2002 (TSOFA) and the Internal Security Act 1960 (ISA). These Acts are regularly reviewed to ensure that they remain relevant and effective.
- relevant agencies to 4.3 As Singapores domestic security and intelligence agency, ISD collects and analyses intelligence in relation to all terrorism-related activities, including the financing of terrorism.
- MAS
- Money and Banking Monthly Statistical Bulletin
Last revised date:
- (SGS): Issuance, Redemption and III.5 Outstanding Amount ... 53 Singapore Government Securities (SGS) : Prices and Yields .. 54 Singapore Government Securities (SGS) : Average Daily Turnover Volume .. 55 III.6 III.7 -------- III.8 III.9 Singapore Exchange Securities Trading Ltd (SGX-ST):
- Excludes bills rediscounted between banks. 15 -------- Table I.3B Banks: Assets of Domestic Banking Units (continued) END OF PERIOD TOTAL 9=10+11+12 +13 SECURITIES AND EQUITIES ISSUED BY PRIVATE ENTITIES DEBT SECURITIES BY GOVERNMENT RELATED ENTITIES DEBT SECURITIES IN SINGAPORE OUTSIDE
- Singapore Government Securities (SGS) held by a bank. Includes SGS held under a reverse repurchase agreement. c.
- MAS
- Consultations
Last revised date:
- secured exposures.
- residential mortgage-backed securities, commercial mortgage- backed securities, asset-backed securities, collateralised debt obligations) etc.
- (a) (b) (c) Exposures unsecured Exposures secured Exposures secured by collateral (d) Exposures secured by financial guarantees (e) Exposures secured by credit derivatives Accompanying narrative 1 Loans 2 Debt securities
- MAS
- Media Releases
Last revised date:
- Issued by Securities Industry Council 2 Jul 2002 *** 1 Rule 14 under the revised Singapore Code on Take-overs and Mergers which came into effect on 1 Jan 2002.
- After receiving the acceptances and settling the counter-claims, DT credited the appropriate number of Compensation Shares into the CDP securities accounts of those Affected Shareholders who had submitted valid LRLs within the stated time period.
- A total of 75,705,785 Compensation Shares were credited into 4,952 CDP securities accounts (including nominee accounts). 4 DT has confirmed it is satisfied that the Compensation had been completed in accordance with the SIC's directions of 23 May 2001.
- MAS
- Media Releases
Last revised date:
- OTPs). b) Keep devices updated with the latest security patches and anti-virus software. c) Use only credible online services.
- While our local telecommunication networks are secure and had not been compromised, IMDA, in consultation with the Cyber Security Agency of Singapore (CSA), has required operators to put in place additional safeguards, including specialised firewalls and system safeguards to monitor and block suspicious
- Customers had reported that they had not initiated the transactions nor received the SMS OTPs required to perform these transactions. 2 Investigations by the banks found that their systems were secure, uncompromised, and not the cause of these incidents. 3 Subsequent joint investigations by SPF and