Showing 3434 Documents for "securities"
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- MAS
- Circulars
Last revised date:
- While section 41L(3) of the TA allows the foregoing to be overridden by the terms of the trust deed, the Securities and Futures Act (Cap. 289) (SFA) provides that any provision in a trust deed or in any contract with the participants of a CIS shall be void if it has the effect of exempting
- .: CMD 02/2009 22 May 2009 [To all holders of a capital markets services licence in respect of fund management & Trustees approved under section 289 of the Securities and Futures Act (Cap. 289)] Dear Sir/Madam TRUSTEES RESPONSIBILITY FOR SAFE CUSTODY OF ASSETS OF A COLLECTIVE
- functions over the custodian and does not absolve itself of responsibility by appointing a custodian. 1 Pursuant to section 3A read with section 41N of the TA. 2 Pursuant to section 3A read with section 41M of the TA. 3 Please see section 292 of the SFA
- MAS
- Media Releases
Last revised date:
- The amendments to the Code are made pursuant to section 139(6) of the Securities and Futures Act.
- Parties who require further clarification on the effect of the rule changes can consult the Council for further guidance. ***** Additional information The Securities Industry Council administers and enforces the Code.
- It also has powers under the law to investigate any dealing in securities that is connected with a take-over or merger transaction. In addition, the Council issues guidance notes on the application of specific principles or rules.
- MAS
- Notices
Last revised date:
- , bonds, etc.) and by credit rating of all debt securities (e.g.
- o Historically, equities have greater volatility than bonds and other fixed income securities.
- Investment Schemes referred in section 284 of the Securities and Futures Act (Cap.289) which is issued by the Authority under section 321(1) of the Securities and Futures Act (Cap.289) (the Code); collective investment scheme has the same meaning as in section 2(1) of the
- PDPC
- Commission's Decisions
Last revised date:
- The flaws in the security of its website that had been discovered during investigations would have been revealed in a vulnerability scan.
- However, this was not a security arrangement to restrict access to the databases which had been stored in the Public_HTML directory. 3 -------- [2019] SGPDPC 32 O2 Advertising Pte.
- Database A was in the Public_HTML directory of a server, and was not secured with any form of access controls. This enabled internet search engines like Google to index the URL Link to Database A, resulting in it showing up in search results.
- MAS
- Media Releases
Last revised date:
- be authorised by MAS unless otherwise exempted. 3 Prospectus disclosure requirements are found in (i) Securities and Futures (Offers of Investments)(Shares and Debentures) Regulations 2005; and (ii) Securities and Futures (Offers of Investments)(Business Trusts)(No. 2) Regulations 2005.
- ) Regulations 2005 and the Securities and Futures (Offers of Investments) (Business Trusts) (No. 2) Regulations 2005 to replace references to FRS with the New Framework.
- . *** 1 Under the Business Trusts Act (Cap. 31A), business trusts that are constituted in Singapore and whose units are offered to the public must be registered by MAS. 2 Under the Securities and Futures Act (Cap. 289), a public offer of units in a Singapore-constituted collective investment scheme must
- PDPC
- Advisory Guidelines
Last revised date:
- c. 68 Capital markets products as defined in the Securities and Futures Act (SFA) includes securities (e.g. shares and bonds defined in the SFA) and unit trusts.
- security products and service, or their clients information security systems.
- XYZ does not take reasonable security arrangements to ensure that those records are secure, and unauthorised disclosure occurs to one of XYZs employees.
- MAS
- Speeches
Last revised date:
- It was in recognition of these trends that MAS has been updating its regulatory framework for collective investment schemes (CIS) in the Securities and Futures Act (SFA) and creating a single licensing regime for financial product advice under the Financial Advisers Act (FAA).
- Such trust is hard earned but easily lost. 12 Under the new SFA, MAS will now more actively supervise the trustees of unit trusts in Singapore.
- This resulted in the prevalence of the feeder fund structure for managed funds in Singapore. 9 The new SFA enables the sale of foreign funds directly in Singapore.
- MAS
- Speeches
Last revised date:
- To help profile non-domestic securities and enhance investors' trading interest in these securities, regional exchanges could explore the possibility of cross-trading or cross-listing of securities, particularly in neighbouring exchanges where information barriers are low.
- Hardly a week passes without press reports of strategic moves by the exchanges. 4 Securities exchanges have not been spared from the competition. London Stock Exchange (LSE) will launch its Dutch Trading Service, euroSETS, in May this year.
- Market linkages will help broaden product offerings for investors and generate greater international interest in Asian securities. A more centralised counterparty arrangement will allow better management of collateral and counterparty risks.
- PDPC
- Commission's Decisions
Last revised date:
- Reasonable or adequate security arrangements when transferring personal data must at least involve a process where the personal data is reasonably protected from unauthorised access or interference, until the personal data reaches its intended destination or recipient where other security
- In view of the above, the Commission finds that the Respondent had failed to make reasonable security arrangements to protect personal data in its possession or under its control when transferring the Complainant’s Personal Data using Mr A’s Facebook page.
- In a case where the security of the personal data features as an issue, the Commissioner will investigate into the protection obligation as well. 11. Based on the two issues mentioned above, the Commission’s assessment on these issues are set out below.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS (Rg 10) APPLICATION FOR ADDITIONAL REGULATED ACTIVITY UNDER A CAPITAL MARKETS SERVICES LICENCE UNDER SECTION 90(1) READ WITH REGULATION 11A FORM 5 Explanatory Notes 1.
- The non-refundable application fee prescribed under regulation 6 of the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10) (the Regulations) will be deducted from the applicants bank account via GIRO.
- Dealing in Capital Markets Products Securities Units in a Collective Investment Scheme Exchange-traded Derivatives Contracts Over-the-counter Derivatives Contracts Foreign Exchange Trading Advising on Corporate Finance Fund Management Real Estate Investment Trust Management