Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- to empower MAS to enter premises without prior notice or a court warrant in connection with investigations under the Securities and Futures Act (SFA) or the Financial Advisers Act (FAA) where MAS assesses that there is a risk of evidence being destroyed.
- In addition, there are minor miscellaneous amendments to these MAS-administered Acts, namely: Banking Act; Credit Bureau Act; Financial Advisers Act; Insurance Act; Payment Services Act; Securities and Futures Act; Trust Companies Act and the new omnibus Act for the financial sector. . 2 The Bill proposes
- MAS also proposes to extend this power, along with other investigative powers that are currently available under the SFA and FAA These include powers to compel witnesses to attend interviews and to use evidence gathered by other agencies. , to other MAS-administered Acts, namely the Banking Act, Insurance
- MAS
- Media Releases
Last revised date:
- and preference shares Perpetual securities are a type of debentures with no specified maturity date and the issuer has the discretion whether or not to redeem the security or to defer interest payments.
- Preference shares have similar characteristics as perpetual securities. , and suitable safeguards for investors who invest in these products; and (d) removing the requirement for FIs to conduct separate assessments on the investment knowledge and experience of customers when advising customers on products
- on the following: (a) classifying collective investment schemes that are authorised or recognised by MAS, as simple investment products; (b) classifying debentures with varying interest payments or convertible features as complex investment products; (c) the appropriate classification of perpetual securities
- MAS
- Media Releases
Last revised date:
- to empower MAS to enter premises without prior notice or a court warrant in connection with investigations under the Securities and Futures Act (SFA) or the Financial Advisers Act (FAA) where MAS assesses that there is a risk of evidence being destroyed.
- In addition, there are minor miscellaneous amendments to these MAS-administered Acts, namely: Banking Act; Credit Bureau Act; Financial Advisers Act; Insurance Act; Payment Services Act; Securities and Futures Act; Trust Companies Act and the new omnibus Act for the financial sector. . 2 The Bill proposes
- MAS also proposes to extend this power, along with other investigative powers that are currently available under the SFA and FAA These include powers to compel witnesses to attend interviews and to use evidence gathered by other agencies. , to other MAS-administered Acts, namely the Banking Act, Insurance
- MAS
- Media Releases
Last revised date:
- on the proposed legislative amendments to the Securities and Futures Act (SFA) and the Financial Advisers Act FAA).
- The consultation papers can be found on MAS’ website at Consultation Paper on Proposed Amendments to the Securities and Futures Act on Regulation of OTC Derivatives . 5 MAS invites interested parties to give their views and comments on the two consultation papers.
- Consultation on Draft Amendments to the Securities and Futures Act on Proposed Regulation of OTC Derivatives 4 To effect the policy proposals set out in the public consultation on the regulation of OTC derivatives and MAS’ corresponding response to feedback received, MAS has issued a consultation paper
- MAS
- Media Releases
Last revised date:
- It enables FIs to integrate their systems internally and with third parties in a seamless and secure manner.
- Furthermore, APIs allow FIs to leverage on external talent by enabling seamless and secure third party software integration. MAS encourages FIs to tap on emerging and innovative financial technology.”
- More than 100 key decision-makers across business, operations, technology, architecture, infrastructure, compliance and information security will participate in the Financial World: Application Programming Interfaces (API) Conference 2016 tomorrow.
- PDPC
- Commission's Decisions
Last revised date:
- No directions are required as the Organisation had taken action to address the gaps in its security arrangements.
- When the webpage was created on 5 July 2018, the Organisation did not conduct vulnerability scanning as part of pre-launch testing; neither did the Organisation conduct periodic security reviews.
- A warning was issued to Actstitude for failing to put in place reasonable security arrangements to prevent the unauthorised disclosure of individuals' personal data. Over 160 individuals uploaded their resumes to Actstitude's website and their personal data were accessible over the Internet.
- MAS
- Parliamentary Replies
Last revised date:
- MFOs are subject to licensing and regulation under the Securities and Futures Act (SFA), which provides safeguards to protect the interests of the different families served by the MFO. As SFOs manage the monies of a single family, they are not subject to licensing and regulation under the SFA.
- Local investments include equities listed on Singapore exchanges, funds distributed by Singapore financial institutions, private equity investments in unlisted Singapore-incorporated companies or qualifying debt securities. ***
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) REGULATIONS (Rg 13) REGULATION 27(5) STATEMENT OF AGGREGATE MARGIN EXPOSURE TO SINGLE APPROVED EXCHANGE FORM 7 Name of the
- 5 -------- STATEMENT BY HOLDER OF CAPITAL MARKETS SERVICES LICENCE This statement is submitted on behalf of (Name of the licensee) by (Name of Director), who certifies that: (a) (Name of the Licensee) complied with did not comply with regulation 24(3)(a) and (b) of the Securities
- Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations (Rg 13) for the quarter ended ____________ (dd/mm/yy); and (b) the above statement has, to the best of his knowledge and belief, been drawn up to comply with the requirements of the Securities
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (FINANCIAL AND MARGIN REQUIREMENTS FOR HOLDERS OF CAPITAL MARKETS SERVICES LICENCES) REGULATIONS (Rg 13) REGULATION 27(5) STATEMENT OF EXPOSURE TO MARGIN CUSTOMERS FORM 8 Name of the holder of a capital markets
- BY HOLDER OF CAPITAL MARKETS SERVICES LICENCE This statement is submitted on behalf of (Name of the licensee) by (Name of Director), who certifies that: (a) (Name of the Licensee) complied with did not comply with regulation 24(3)(c) of the Securities
- and Margin Requirements for Holders of Capital Markets Services Licences) Regulations (Rg 13) for the quarter ended _____________ (dd/mm/yy); and (b) the above statement has, to the best of his knowledge and belief, been drawn up to comply with the requirements of the Securities
- MAS
- Forms and Templates
Last revised date:
- Describe the security measures employed for wallets.
- The applicant is aware of and will be able to meet the security requirement.
- Compliance with the basic cyber security requirements under MAS Notice PSN06 Notice on Cyber Hygiene. Implementation of security measures to protect customer information in transmission and storage.