Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- A financial penalty of $6,000 was imposed on InfoCorp for failing to put in place reasonable security arrangements to protect the personal data of individuals.
- Thus, it retained full responsibility for the IT security of the Website and the personal data contained therein. 3 -------- InfoCorp Technologies Pte. Ltd.
- [2019] SGPDPC 17 11 The Commissioner is satisfied that reasonable security arrangements had been made to protect the Personal Data Sets despite the vulnerability.
- MAS
- Notices
Last revised date:
- . 289) [SFA].
- Notice No : SFA 04/13-N02 : 19 April 2011 Issue Date NOTICE ON THE CANCELLATION PERIOD FOR UNLISTED DEBENTURES Introduction 1 This Notice is issued by the Monetary Authority of Singapore (the Authority) pursuant to section 101 of the Securities and Futures Act (Cap
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) NOTICE ON CANCELLATION PERIOD FOR UNLISTED DEBENTURES -------- This Notice shall come into effect on 1 May 2011.
- MAS
- Speeches
Last revised date:
- holding a capital markets services licence under paragraph 5(1)(i) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations) or a person exempted under the Section 99(1)(a), (b), (c), or (d) of the Securities and Futures Act (Cap. 289) from the requirement
- , a VCC will have to be managed by a fund manager which is a licensed fund management company (i.e. a holder of a capital markets services licence for fund management under section 86 of the Securities and Futures Act (Cap. 289)), a registered fund management company (i.e. a corporation exempted from
- Listed investment funds which are closed-end funds may need to conduct share buy-backs on the securities exchange, and in line with market practice, the price of such share purchases must be in accordance with the applicable listing requirements and need not to be priced at net asset value. 2 Generally
- MAS
- Consultations
Last revised date:
- [Companies 1994 Ed., ss. 4, 81; SFA 2002 Ed., s. 2; Aust.
- [SFA 2002 Ed., s. 329] False and misleading statement 108.
- There have also been changes made to the governance requirements in respect of REITs and to provisions under the Securities and Futures Act (Cap. 289)(SFA) that are relevant to the regulation of BTs.
- MAS
- Consultations
Last revised date:
- (a) (b) Carrying amount of unsecured exposures Exposures secured by collateral (c) Exposures secured by collateral, of which: secured amount (d) Exposures secured by financial guarantees (e) Exposures secured by financial guarantees, of which: secured amount (f)
- residential mortgage-backed securities, commercial mortgage- backed securities, asset-backed securities, collateralised debt obligations) etc.
- (g) Exposures secured by credit derivatives, of which secured amount: This refers to the amount of the exposure portions, which are secured by the credit derivatives.
- MAS
- Letters to Editor
Last revised date:
- Check out US" (ST, 17 June 2004). 2 As part of the Government-wide initiative to encourage entrepreneurship, the Monetary Authority of Singapore (MAS) has been reviewing the Securities and Futures Act (SFA) to make it easier and less expensive for companies to raise funds without compromising the level
- and quality of disclosure to potential investors. 3 Under the SFA, prospectus requirements are already exempted for several classes of offers where the absence of a prospectus would not be prejudicial to public interest.
- These include offers that are available only to a select group of investors or where the information in a prospectus is available from other sources. 4 On the recommendation of the private-sector led Company Legislation and Regulatory Framework Committee (CLRFC), MAS will amend the SFA later this year
- MAS
- Media Releases
Last revised date:
- In the opinion of SIC, there is no strong basis for not extending the Code to REITs. 3 The Monetary Authority of Singapore, on the advice of SIC, will be making the amendments to the Securities and Futures Act (SFA) and the Code, where necessary, to give effect to the extension of the Code to REITs
- . 4 Prior to the SFA and Code amendments, the SIC suggests that parties engaged in take-over or merger transactions involving REITs comply with the Code.
- The Securities Industry Council (SIC) has decided to extend the ambit of the Singapore Code on Take-overs and Mergers (Code) to property trusts structured as collective investment schemes (REITs).
- MAS
- Parliamentary Replies
Last revised date:
Reply to Parliamentary Question on the number of dealer's representatives and remisiers in Singapore- Year (as at 31 December) SGX Member Firms Dealing in Securities 1 Non-SGX Member Firms Dealing in Securities Total Number of Employed Reps Number of Self-Employed Remisiers Number of Employed Reps Number of Self-Employed Remisiers 2007 989 2,661 N.A. 2 2008 1,067 2,754 2009 1,165 2,848 2010 1,256 2,985
- Prior to 2010, individuals working for banks and merchant banks conducting dealing in securities were not required to be notified to MAS. The data from 2010 onwards includes such individuals.
- WRITTEN ANSWER Date: For Parliament Sitting on 6 February 2017 Name and Constituency of Member of Parliament Mr Patrick Tay, MP, West Coast GRC Question: To ask the Prime Minister for each of the years from 2007 to 2016, what is the number of (i) full-time employed dealer's representatives dealing with securities
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2010 NOTICE TO NON-ASSENTING PARTICIPANT UNDER SECTION 295A(4) FORM 8 Name of Trust: ____________________________________________________
- the transferee** at The transferee hereby gives you notice, pursuant to section 295A of the Securities and Futures Act, that those units together with such other units in the subject trust as were held by the the last-mentioned date comprise or *__________________________ units in the
- State the amount of units transferred. ** Refer to section 295A(10) of the Securities and Futures Act for guidance on what is considered as units in the subject trust already held by the transferee. -------- FORM 8 CONTINUATION SHEET 1 FORM 8 Name of Trust: _______________________________
- MAS
- Consultations
Last revised date:
- and Futures Act (Cap. 289) (SFA).
- MAS Response 30.3 An example of a correspondent account service is where a securities firm outside Singapore opens a securities trading account with a CMI in Singapore, to trade on its own behalf or for its customers. 30.4 Payable-through account in the context of securities trading
- MAS Response 10.2 Where the CF firm is involved in the placement of securities to potential investors, it will require a Capital Markets Services licence to deal in securities.