Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- Singapore, 3 May 2018… The Monetary Authority of Singapore (MAS) has issued a 4-year prohibition orders against Mr Lim Fang Wee. 2 The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the Financial Advisers
- Act (FAA), as well as taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 Mr Lim is a former representative of Credit Suisse AG, Singapore Branch (CS).
- Mr Lim was responsible for servicing these three accounts and was aware that the individuals listed as beneficial owners in the bank’s records were in fact nominees. 4 The prohibition orders against Mr Lim were issued by the MAS pursuant to section 101A(1)(ca) of the SFA, and section 59(1)(bb) of
- MAS
- Media Releases
Last revised date:
- Disseminating false or misleading information, either knowingly or without considering the accuracy of the information, to induce the sale of securities or affect prices of securities is an offence under the Securities & Futures Act (SFA).
- PDPC
Last revised date:
- Accordingly, an organisation may wish to consider adopting the practices mentioned in this Guide as part of the security arrangements it implements.
- Finally, Medical Clinic A should implement a policy for sensitive personal data to either be secured with passwords and/or emails to be encrypted when sending such data.
- Organisations could establish an email policy for documents containing personal data to be secured with passwords when sending to internal as well as external recipients.
- PDPC
- Commission's Decisions
Last revised date:
- Organizations should develop a process for identifying and mitigating privacy and security risks, including the use of privacy impact assessments and security threat risk assessments.
- Requiring that IT vendors who provide hosting for the website should ensure that the servers and networks are securely configured and adequately protected against unauthorised access.
- The Organisation is solely responsible for complying with all the data protection obligations under the PDPA, including the obligation to make reasonable security arrangements to protect the personal data in its possession or under its control under section 24 of the PDPA. 23 At the time of
- PDPC
- Help & Resources
Last revised date:
- Finally, Medical Clinic A should implement a policy for sensitive personal data to either be secured with passwords and/or emails to be encrypted when sending such data.
- Establish an email policy for documents containing personal data to be secured with passwords when sending to internal as well as external recipients.
- Organisations could establish an email policy for documents containing personal data to be secured with passwords when sending to internal as well as external recipients.
- MAS
- External Publications
Last revised date:
FATF Paper on COVID-19-related Money Laundering and Terrorist Financing – Risks and Policy Responses- [online] Available at: WHO (2020), , http://www.who.int/about/communications/cyber-security.
- Cybersecurity and Infrastructure Security Agency (2020), , www.us-cert.gov/ncas/alerts/aa20-099a.
- FATF members also report individuals using securities offerings to raise capital on fake products or medicines. 2.3.
- MAS
- Enforcement Actions
Last revised date:
- and Futures Act (SFA).
- On 17 March 2020, Mr Lee was convicted under section 82 of the SFA of carrying on fund management, which is a regulated activity under the SFA, without a capital markets services licence. He was sentenced and fined $15,000. 4 The POs were issued against him in view of his conviction.
- conviction for carrying on fund management without a capital markets services licence. 2 Mr Lee is prohibited from performing any regulated activity and from taking part in the management, acting as a director, or becoming a substantial shareholder of any capital markets services licensee under the Securities
- PDPC
Last revised date:
- • Segregating personal data by sensitivity and according appropriate security measures.
- END-TO-END SECURITY 3 Incorporate good security features and practices from the point that personal data is collected till it is purged from the system. DATA MINIMISATION 4 Only collect, store and use personal data that is relevant and necessary.
- RISK MINIMISATION 7 Design and implement the right processes and relevant ICT security measures when processing personal data to reduce risks. To find out how to design data protection into your ICT systems, visit www.pdpc.gov.sg/og or www.pcpd.org.hk.
- MAS
- Media Releases
Last revised date:
- and Futures Act (SFA).
- CRAs will consequently have to be licensed under the Capital Markets Services (CMS) licensing regime under the SFA and be subject to licensing obligations. CRAs will be required to comply with existing Regulations, Guidelines and Notices under the SFA that apply to all CMS licensees.
- carefully considered the responses received and thanks all respondents for their constructive and useful feedback. ( Click here (371.5 KB) to view MAS' response to the feedback received). 3 Under the new CRA regulatory framework, the provision of credit rating services will be regulated under the Securities
- PDPC
- Commission's Decisions
Last revised date:
- If alternatives are not suitable and the organisation decides to proceed with using the Plug-in, it should be responsible for understanding the security features offered by the Plug-in and it would have to set the security features accordingly.
- Instead, the Respondent appears to have relied on the belief that the paid Plug-in itself was sufficiently secure out-of-the-box. 14.
- The relevant issue in this case is whether the Respondent had in place reasonable security arrangements to protect the personal data in its possession or in its control, as required under section 24 of the PDPA. Commission’s findings on the relevant issue 10.