Showing 3434 Documents for "securities"
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- MAS
- Speeches
Last revised date:
- ASEAN securities regulators have since April last year implemented common disclosure standards, which would allow issuers to issue debt securities across various ASEAN markets with a single prospectus.
- The RQDII scheme will allow qualified domestic institutional investors to purchase RMB-denominated securities abroad, which was recently approved.
- Since 2012, the total amount of RQFII quota awarded by China has more than doubled for qualified foreign institutional investors to purchase mainland RMB-denominated securities.
- MAS
- Consultations
Last revised date:
- quoted on a securities exchange, overseas securities exchange or recognised market operator, that has not previously been sold or offered by (i) the financial adviser; or (ii) any representative of the financial adviser; targeted client, in relation to a financial adviser,
- For example, MAS notes that financial advisers may not be in a position to conduct the product due diligence exercise prior to securities being quoted on an exchange.
- Securities Private Limited Prudential Asset Management (Singapore) Limited The Association of Banks in Singapore (ABS) *This list includes only the names of respondents who did not request that their submissions be kept confidential.
- MAS
- FAQs
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- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (SFA) AND FINANCIAL ADVISERS ACT (FAA) FREQUENTLY ASKED QUESTIONS (FAQs) ON FAIR AND BALANCED ADVERTISING AND OTHER ADVERTISING RESTRICTIONS Disclaimer: The FAQs are meant to provide guidance to the industry on the fair and
- This set of FAQs are meant to provide guidance on the scope of “advertisements” and the fair and balanced advertising and other advertising requirements covered under the Securities and Futures (LCB) Regulations and the Financial Advisors Regulations.
- conducted in order to satisfy the legal and regulatory requirements, and to advise them on all applicable laws, rules and regulations of Singapore. 1 -------- FAQs on Fair and Balanced Advertising and Other Advertising Restrictions (I) Scope of Advertisements covered under the Securities
- MAS
- Money and Banking Monthly Statistical Bulletin
Last revised date:
- (SGS): Issuance, Redemption and III.5 Outstanding Amount ... 51 Singapore Government Securities (SGS) : Prices and Yields .. 52 Singapore Government Securities (SGS) : Average Daily Turnover Volume .. 53 III.6 III.7 -------- III.8 III.9 Singapore Exchange Securities Trading Ltd (SGX-ST)
- Prior to 2005, data refer to government securities. 39 -------- Table II.5 Insurance Companies: Assets (continued) SINGAPORE GENERAL INSURANCE FUND S$ MILLION END OF PERIOD TOTAL 9=10 TO 14 CASH AND DEPOSITS 10 DEBT SECURITIES 11* EQUITIES SECURITIES 12 LOANS 13 OTHER ASSETS 14
- Data have been revised from January 2007 to September 2008. 13 -------- Table I.3B Banks: Assets of Domestic Banking Units (continued) END OF PERIOD TOTAL 9=10+11+12+ 13 SECURITIES AND EQUITIES ISSUED BY PRIVATE ENTITIES DEBT SECURITIES BY GOVERNMENT RELATED ENTITIES DEBT SECURITIES IN SINGAPORE
- MAS
- Money and Banking Monthly Statistical Bulletin
Last revised date:
- (SGS): Issuance, Redemption and III.5 Outstanding Amount . . . 50 Singapore Government Securities (SGS) : Prices and Yields .. 51 Singapore Government Securities (SGS) : Average Daily Turnover Volume .. 52 III.6 III.7 -------- III.8 III.9 Singapore Exchange Securities Trading Ltd
- Prior to 2005, data refer to government securities. 39 -------- Table II.5 Insurance Companies: Assets (continued) SINGAPORE GENERAL INSURANCE FUND S$ MILLION END OF PERIOD TOTAL 9=10 TO 14 CASH AND DEPOSITS 10 DEBT SECURITIES 11* EQUITIES SECURITIES 12 LOANS 13 OTHER ASSETS 14
- Singapore Government Securities (SGS) held by a bank. Includes SGS held under a reverse repurchase agreement. c.
- MAS
- Staff Papers
Last revised date:
- , Lin Securities, Lyall & Evatt, E G Tan and City Securities.
- Indeed, following the Pan-El crisis, the SIA has evolved into the present Securities & Futures Act (SFA) after a series of amendments.
- Nature of crisis How did the failure of Pan-El threaten the stability of the securities (ii) and in maintaining the stability of the securities industry?
- MAS
- Consultations
Last revised date:
- (1) The Securities and Futures (Appeals) Regulations 2005 are revoked.
- Revocation Schedule Form 1 Monetary Authority of Singapore 14 -------- CONSULTATION PAPER ON PROPOSED AMENDMENTS TO APPEALS REGULATIONS SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (APPEALS) REGULATIONS 2019 In exercise of the powers conferred
- Monetary Authority of Singapore 33 -------- CONSULTATION PAPER ON PROPOSED AMENDMENTS TO APPEALS REGULATIONS THE SCHEDULE FORM 1 Regulation 6(2) SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (APPEALS) REGULATIONS NOTICE OF APPEAL Date of Service of Notice
- MAS
- Annual Reports
Last revised date:
- SINGAPORE DOLLAR SECURITIES Singapore Dollar Securities comprise: in $ millions Singapore Government Bonds Singapore Dollar Corporate Bonds Singapore Dollar Corporate Bond Exchange-Traded Fund The Group and the Authority 31 March 31 March 2020 2021
- Deposits from securities companies represent statutory deposits from holders of capital markets services licences required under the Securities and Futures (Licensing and Conduct of Business) Regulations. 16 17 26 -------- MONETARY AUTHORITY
- Singapore Dollar Securities Singapore Government Treasury bills and bonds, corporate bonds, and corporate bond exchange-traded fund held are stated at cost.
- MAS
- Enforcement Actions
Last revised date:
- Singapore, 3 May 2018… The Monetary Authority of Singapore (MAS) has issued a 4-year prohibition orders against Mr Lim Fang Wee. 2 The orders prohibit him from performing any regulated activity under the Securities and Futures Act (SFA) and any financial advisory service under the Financial Advisers
- Act (FAA), as well as taking part in the management, acting as a director or becoming a substantial shareholder of any capital market services firm under the SFA and any financial advisory firm under the FAA. 3 Mr Lim is a former representative of Credit Suisse AG, Singapore Branch (CS).
- Mr Lim was responsible for servicing these three accounts and was aware that the individuals listed as beneficial owners in the bank’s records were in fact nominees. 4 The prohibition orders against Mr Lim were issued by the MAS pursuant to section 101A(1)(ca) of the SFA, and section 59(1)(bb) of
- MAS
- Enforcement Actions
Last revised date:
- and Futures Act (Cap. 289) (SFA).
- In March 2020, MAS issued a direction to CAFPL to prohibit the company from listing new issuances, onboarding new investors and accepting subscription of securities.
- On 12 January 2021, the Commercial Affairs Department (CAD) of the Singapore Police Force and the Monetary Authority of Singapore (MAS) launched a joint investigation into various companies under CoAssets Ltd (CoAssets Group Companies) for possible offences under the Penal Code (Cap. 224) and the Securities