Showing 3434 Documents for "securities"
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- MAS
- Exemptions
Last revised date:
- No exemptions issued pursuant to Section 337(2) of the SFA during the abovementioned period.
- View exemptions issued under section 337(2) of the Securities and Futures Act for the period from 1 April 2017 to 30 June 2017.
- Issue Date: 11 July 2017 EXEMPTIONS ISSUED PURSUANT TO SECTION 337(2) OF THE SECURITIES AND FUTURES ACT (CAP. 289) (SFA) For the period from 1 April 2017 to 30 June 2017 S/N Exemption granted Exemption provision No. of exemptions provided Date of exemption granted Description
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 FORM 3 APPLICATION FOR APPROVAL TO ACT AS A TRUSTEE FOR COLLECTIVE INVESTMENT SCHEMES UNDER SECTION 289(1) APPLICATION FOR APPROVAL TO ACT AS A TRUSTEE FOR COLLECTIVE
- All terms used in this Form shall, except where expressly defined in this Form or where the context otherwise requires, have the same meaning as defined in the Securities and Futures Act (the Act) or the Securities and Futures (Offer of Investments) (Collective Investment Schemes) Regulations 2005 (the
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2005 FORM 3 APPLICATION FOR APPROVAL TO ACT AS A TRUSTEE FOR COLLECTIVE INVESTMENT SCHEMES UNDER SECTION 289(1) APPLICATION FOR APPROVAL TO ACT AS A TRUSTEE FOR COLLECTIVE
- All terms used in this Form shall, except where expressly defined in this Form or where the context otherwise requires, have the same meaning as defined in the Securities and Futures Act (the Act) or the Securities and Futures (Offer of Investments) (Collective Investment Schemes) Regulations 2005 (the
- MAS
- Forms and Templates
Last revised date:
- Any reference to the Act in this form and in the Securities and Futures (Clearing Facilities) Regulations 2013 is to be construed to include a reference to any subsidiary legislation made under the Securities and Futures Act (Cap. 289). 7.
- Clearing Facilities - Form 6 Application for Approval of Chairman, Chief Executive Officer, Director or Key Person SECURITIES AND FUTURES ACT (CAP. 289) FORM 6 SECURITIES AND FUTURES (CLEARING FACILITIES) REGULATIONS 2013 REGULATION 32(1) APPLICATION FOR APPROVAL
- We are aware that sections 329(1), 329(3) and (4) of the Securities and Futures Act (Cap. 289) provide as follows: 329(1) Any person who furnishes the Authority with any information under this Act shall use due care to ensure that the information is not false or misleading in any material
- MAS
- Forms and Templates
Last revised date:
- Any reference to the Act in this form and in the Securities and Futures (Approved Holding Companies) Regulations 2005 is to be construed to include a reference to any subsidiary legislation made under the Securities and Futures Act (Cap. 289).
- Approved Holding Company - Form 4 Application for Approval of Chairman, Chief Executive Officer, Director or Key Person SECURITIES AND FUTURES ACT (CAP. 289) SECURITIES AND FUTURES (APPROVED HOLDING COMPANIES) REGULATIONS 2005 REGULATION 13(1) APPLICATION FOR APPROVAL OF CHAIRMAN, CHIEF
- Does the appointee, or any corporation in which the appointee is in a position to control not less than 20% of the voting rights, have a beneficial interest, whether direct or indirect, in at least 5% of the issued shares of any corporation quoted on a securities exchange, whether in Singapore or
- PDPC
- Public Consultations
Last revised date:
- Conclusion / Proposal, if any: • Nil Submitted on 05 June 2013 2 -------- Comments/Feedback from Phillip Securities Pte Ltd (PSPL) on the Consultation Paper on Proposed Business Operation of the Do Not Call Registry 3.
- Conclusion / Proposal, if any: • Nil Submitted on 05 June 2013 4 -------- Comments/Feedback from Phillip Securities Pte Ltd (PSPL) on the Consultation Paper on Proposed Business Operation of the Do Not Call Registry 9.
- Comments/Feedback from Phillip Securities Pte Ltd (PSPL) on the Consultation Paper on Proposed Business Operation of the Do Not Call Registry Comments/Feedback to Personal Data Protection Commission’s (“PDPC”) Consult on Proposed Business Operation of the Do Not
- MAS
- Media Releases
Last revised date:
- Association of Singapore, the Singapore Exchange and the Securities Investors Association (Singapore).
- This global campaign to raise awareness about the importance of investor education and protection is an initiative of the International Organisation of Securities Commissions (IOSCO).
- WIWS aims to equip retail investors with the financial knowledge and skills to make informed investment decisions. 2 Organised by MoneySENSE in conjunction with the International Organisation of Securities Commissions’ (IOSCO) 1 World Investor Week, the second WIWS comprises a series of interactive
- MAS
- Exemptions
Last revised date:
- Amendment Notes 05 Oct 2018 SFA 13-N02 (Amendment) 2018 (146.8 KB) takes effect.
- ON ANNUAL DECLARATION : SFA 13-N02 (Amendment) 2018 Notice No Issue Date : 5 October 2018 NOTICE NOTIFICATIONS OF RESTRICTED SCHEMES Introduction 1 For presentational purposes, the amendments in this document are compared against the version of MAS Notice No.
- and Futures Act (Cap. 289) read with paragraph 6 and paragraph 6A(1)(d)(ii) of the Sixth Schedule to the Securities and Futures (Offers of Investments) (Collective Investment Schemes) (Amendment) Regulations 20059 (Regulations) to all responsible persons of restricted schemes.
- MAS
- Media Releases
Last revised date:
- Entries can be submitted based on the following categories: MAS SFA For corporates Singapore FinTech (Singapore Founder) ASEAN FinTech Singapore financial institution Global For individuals Top 10 FinTech Leaders The SFA awards have been further streamlined this year, with the previous “Women in FinTech
- Applications for the 2022 SFF Global FinTech Awards can be submitted here for MAS and SFA . The deadline for submission is 19 August 2022.
- Singapore, 20 June 2022… The Monetary Authority of Singapore (MAS) and the Singapore FinTech Association (SFA) announced today the launch of the 2022 Singapore FinTech Festival (SFF) Global FinTech Awards (the Awards).
- MAS
- Consultations
Last revised date:
- Regulation 3(9) of the Securities and Futures (Classes of Investors) Regulations 2018 (G.N. No.
- S 665/2018) for all consent provisions as defined in regulation 3(9) of those Regulations: (a) an individual mentioned in section 4A(1)(a)(i) of the Securities and Futures Act (Cap. 289); 17 -------- (b) a trustee mentioned in section 4A(1)(a)(iii) of the Securities and Futures Act
- Barring any unforeseen circumstances and editorial changes, the draft Regulations will be published as is in Q4 2021 24 -------- SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (CLASSES OF INVESTORS) (AMENDMENT) REGULATIONS 2021 In exercise of the powers conferred