Showing 3434 Documents for "securities"
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- MAS
- Speeches
Last revised date:
- For a long time, clearing and settlement had been regarded as back office, technical and a somewhat un-interesting part of the securities business. It never had quite the same ring to say that you worked in securities settlement rather than front office functions, such as investment banking.
- Settlement Systems (“SSSs”), encourages regulators of securities settlement systems to assess whether markets in their jurisdictions have implemented the CPSS-IOSCO Recommendations.
- But it now seems that securities settlement is the topic of the moment with a plethora of reports and recommendations in recent years, and is also an increasing focus among financial institutions.
- PDPC
- Undertakings
Last revised date:
- Secure all user access levels, tighten all workstation/server weak points and secure network services. The NAS access from the outside had been removed. Also the WIFI is on WPA2 protocol which is less vulnerable to be hacked from outside. iv.
- It was established that Seafront Support had not implemented adequate security measures to protect the personal data in the server at the time of the incident.
- Switch email system to Microsoft 365 Exchange Online for better security. Page 5 of 6 -------- v. Procure 7 new workstations to support the above implementations. vi. To upgrade firewall to Fortigate UTM - Package (FG-60E) (PSGs granted approved).
- MAS
- Circulars
Last revised date:
- To manage position on concentration risk, FMCs can also set investment limits (such as securities or sector limits).
- Some examples are as follows: Good disclosure practice: Composition of investment universe The majority of the funds equity securities will be components of and have similar weightings to the benchmark.
- Poor disclosure practice The investment objective of the fund is to achieve long-term capital growth through investing primarily in equity and equity-related securities listed on stock markets of countries in Asia.
- MAS
- Practice Notes
Last revised date:
- 1 This Practice Note is issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) [SFA] to provide guidance to licensed persons or exempt financial institutions, as well as their representatives, who carry on the regulated activity of dealing in securities, trading
- Monetary Authority of Singapore PRACTICE NOTE ON THE SALE OF INVESTMENT PRODUCTS -------- Practice Note No Issue Date : SFA PN-01 : 19 December 2011 (last updated on 4 January 2019) PRACTICE NOTE ON THE SALE OF INVESTMENT PRODUCTS Purpose
- assessment concluded. 4 For the purposes of paragraph 2 of Annex 2 of the Notice and subject to paragraph 5 of this Practice Note, a Customer may be deemed to possess knowledge to transact in a Specified Investment Product that is listed for quotation or quoted on a securities
- PDPC
Last revised date:
- Secure all user access levels, tighten all workstation/server weak points and secure network services. The NAS access from the outside had been removed. Also the WIFI is on WPA2 protocol which is less vulnerable to be hacked from outside. iv.
- It was established that Seafront Support had not implemented adequate security measures to protect the personal data in the server at the time of the incident.
- Switch email system to Microsoft 365 Exchange Online for better security. Page 5 of 6 -------- v. Procure 7 new workstations to support the above implementations. vi. To upgrade firewall to Fortigate UTM - Package (FG-60E) (PSGs granted approved).
- MAS
- Speeches
Last revised date:
- Shigehara Suzuki, President & CEO Daiwa Securities Group Inc., Mr. Shin Yoshidome, President Daiwa Securities SMBC, Distinguished Guests, Ladies and Gentlemen.
- CONCLUSION 11 On this note, I would like to convey my heartiest congratulations to Daiwa Securities Group on your 35th anniversary in Singapore.
- Good Evening, 1 I am delighted to be here this evening for the joyous occasion of Daiwa Securities Group’s 35th anniversary in Singapore. This marks yet another important milestone for Daiwa, and your continued commitment to Singapore.
- MAS
- Financial Stability Reviews
Last revised date:
- Electronic Security Risks In recent years, the velocity of cyber security threats has risen sharply, particularly in the case of internet-based services and products.
- Banking Security Responsibility Internet Banking PIN Verification Wireless Local Area Network Internet Kiosk Phishing Spyware Nov 02 Jun 03 Oct 04 Jul 01 Nov 01 Apr 02 Dec 02 Sep 03 Nov 03 Apr 04 Some of the security principles promoted in the guidelines and security advisories
- Security Guidelines for Mobile Banking and Payments (consultative paper) Technology Risk Management Guidelines for Financial Institutions (consultative paper) Guidelines on Business Continuity Planning Guidelines on Outsourcing Security Advisories Internet Banking Network Security Internet
- MAS
- Monographs/Information Papers
Last revised date:
- By providing security at protocol and application levels, the Corda platform safely stores and secures end-users sensitive personal identifiable information (PII).
- All participants (nodes or banks) will be subject to a universal set of security policies.
- For example, it could be a payment in exchange for securities, or payment for goods in an international trade.
- MAS
- Notices
Last revised date:
- Persons exempted under section 99(1)(h) of the SFA Securities and Futures Act (Cap. 289) read with paragraph 7(1)(b) of the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations. 4.
- Funds/Securities Received from or Paid to, etc.)
- manner in which security was acquired or disposed of
- PDPC
- Public Consultations
Last revised date:
- Security of data: The bank agrees of ensuring minimum security standards to ensure integrity and security of data during transmission.
- Risk - data flows between organizations widen the attack surface on cyber security.
- The code of practice for the banking sector should: • consider issues of interoperability and security of data.