Showing 3434 Documents for "securities"
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- MAS
- Guidelines
Last revised date:
- SFA 04-G03].
- Sets out when acts carried out outside Singapore are still subject to the Securities and Futures Act (SFA). These guidelines set out the general principles behind MAS' policy stance on the scope and application of the extra-territorial effect of the SFA in relation to cross-border activities.
- Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAP. 289) GUIDELINES ON THE APPLICATION OF SECTION 339 (EXTRA-TERRITORIALITY) OF THE SECURITIES AND FUTURES ACT -------- Guidelines on the Application of Section 339 (Extra-territoriality) of the Securities and Futures
- MAS
- Notices
Last revised date:
- , units in a collective investment scheme or securities-based derivatives contracts securities under the Securities and Futures Act (Cap 289).
- Amendment Notes 01 Jul 2021 MAS Notice SFA 04-N04 (Amendment) 2021 (151.4 KB) takes effect. 08 Oct 2018 MAS Notice SFA 04-N04 dated 08 Oct 2018 (239.6 KB) takes effect.
- Scope [MAS Notice SFA 04-N04 (Amendment) 2021] 1.2 This Notice is only applicable to holders of a capital markets services licence to carry on a business of dealing in capital market products that are securities, units in a collective investment scheme or securities-based derivatives
- MAS
- Consultations
Last revised date:
- representatives interests in securities are kept.
- The first part of the response addressed feedback received in relation to the draft Securities and Futures (Markets) Regulations 2009 and the draft Securities and Futures (Clearing Facilities) Regulations 2009 under the Securities and Futures Act.
- (b) align the definition of customers assets in the SFR with the definition in the Securities and Futures Act (SFA). The SFR defines customers assets as securities and assets (other than money) that are beneficially owned by a customer of the holder.
- MAS
- Consultations
Last revised date:
- CIMB Securities (Singapore) Pte Ltd, Maybank Kim Eng Securities Pte Ltd, OCBC Securities Pte Ltd and Phillip Futures Pte Ltd (Joint submission) 2. Citigroup Global Markets Singapore Securities Pte. Ltd. 3. DBS Bank Ltd and DBS Vickers Securities (Singapore) Pte Ltd 4. FIA Asia 5. G.H.
- (SFA), subject to certain conditions.
- and Futures Act (SFA), subject to certain conditions.
- MAS
- Consultations
Last revised date:
- These provisions will be migrated to the SFA and Securities and Futures Regulations.
- Would dual listed securities considered as foreign listed securities? For example, Jardine Matheson (securities) is tradable in HK / SG, would this be classified as foreign listed?
- Currently, security over book-entry securities may only be given via statutory security under Section 130N or by giving a common law security under Regulation 23A of Companies (Central Depository System) Regulations (CDS Regulations).
- MAS
- Forms and Templates
Last revised date:
- are no more book-entry securities in the securities account.
- Securities A/c No. - - Securities A/c No.
- MAS
- Consultations
Last revised date:
- A CIS may invest up to 14% [12+2] of its deposited property in securities issued by A and another 16% [14+2] of its deposited property in securities issued by B.
- A CIS may invest up to 10% of its deposited property in securities issued by A and another 10% of its deposited property in securities issued by B. The CIS may invest up to 20% of its deposited property in securities issued by this Group.
- (I) A CIS may invest up to 10% of its deposited property in securities issued by A and another 10% of its deposited property in securities issued by B. The CIS may invest up to 20% of its deposited property in securities issued by companies in this Group.
- PDPC
- Help & Resources
Last revised date:
- Security Testing 5.6.1 Testing the website for security vulnerabilities is an important aspect of ensuring the security of the website.
- PART 3: WEBSITE SECURITY 5 Security Policies and Processes Security arrangements for the organisations website should not be limited to technical solutions only.
- Some key security requirements are described in this section. 6.2.1 Access control is a critical part of the websites security arrangements.
- MAS
- Enforcement Actions
Last revised date:
- of the traded securities.
- (B) False Trading under section 197 of the SFA Section 197(1) of the SFA prohibits the creating or doing of anything that is intended or likely to create a false or misleading appearance of active trading or with respect to the market for, or the price of, securities.
- Section 197(2) prohibits the manipulation of the market price of securities by way of transactions that do not involve a change in the beneficial ownership of those securities.
- MAS
- Media Releases
Last revised date:
- of the traded securities.
- (B) False Trading under section 197 of the SFA Section 197(1) of the SFA prohibits the creating or doing of anything that is intended or likely to create a false or misleading appearance of active trading or with respect to the market for, or the price of, securities.
- Section 197(2) prohibits the manipulation of the market price of securities by way of transactions that do not involve a change in the beneficial ownership of those securities.