Showing 3434 Documents for "securities"
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- MAS
- Media Releases
Last revised date:
- and Futures Act Under the extra-territoriality provision of the Securities and Futures Act, a person may be guilty of an offence relating to an act occurring partly in Singapore even though the security is listed on an overseas market. .
- The simultaneous joint operation involving securities regulators and law enforcement agencies in Singapore and Hong Kong is the first-of-its-kind in tackling cross-border pump-and-dump scams. 3.
- The investigation was coordinated with the Hong Kong Securities and Futures Commission and the Hong Kong Police Force, which launched investigations in Hong Kong on the same day Hong Kong-Singapore joint operation against suspected cross-border ramp-and-dump syndicate media release . 2.
- MAS
- Media Releases
Last revised date:
- . *** Note to Editor MAS issued a consultation paper “Proposed Amendments to the SFA” on 11 February 2015 which proposed legislative amendments to the Securities and Futures Act to effect reforms to the regulation of OTC derivatives trading and the securities market.
- The proposals included extending the regulatory regime to OTC derivative trading platforms and intermediaries, introducing simplified, principle-based definitions of securities and derivatives, and measures to strengthen Singapore’s securities market in the area of short-selling and enforcement actions
- MAS
- Media Releases
Last revised date:
- Singapore Branch, Malayan Banking Berhad Singapore Branch, Hong Leong Finance Ltd, CIMB-GK Securities Pte Ltd, DMG and Partners Securities Pte Ltd, Kim Eng Securities Pte Ltd, OCBC Securities Pte Ltd, Phillip Securities Pte Ltd and UOB Kay Hian Pte Ltd.
- PDPC
- Commission's Decisions
Last revised date:
- Password requirements in security policies, standards and guidelines were aligned to industry best practices; 1 Singtel stated that the threat actor could have also accessed the records of an additional 15 subscribers. -------- b.
- Remedial action to prevent recurrence will remain confidential for security reasons. The Deputy Commissioner for Personal Data Protection found that the Organisation had met its Protection Obligation in the circumstances.
- Reasonable security measures were in place for the work environment of all staffs based locally and overseas. The Organisation took prompt action to mitigate the effects of the breach by suspending the compromised staff accounts and by password resets.
- MAS
- Media Releases
Last revised date:
- I am pleased the FCA can work together with international partners, like MAS, to enhance cyber security in the financial sector.”
- As hosts to global financial centres and FinTech firms, Singapore and the UK have much to benefit from enhanced collaboration on cyber security. 3 Financial authorities in Singapore and the UK already cooperate on cyber security, both bilaterally and by supporting the Basel Committee’s work to develop
- That’s why I’m pleased the Bank and the Prudential Regulation Authority are working with the MAS toward a Memorandum of Understanding on financial sector cyber security.
- MAS
- Forms and Templates
Last revised date:
- SECURITIES AND FUTURES ACT (Cap. 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) REGULATIONS NOTICE OF COMMENCEMENT OF BUSINESS / ADDITIONAL REGULATED ACTIVITY(S) LODGED PURSUANT TO REGULATION 14(4) BY A PERSON EXEMPTED FROM HOLDING A CAPITAL MARKETS SERVICES LICENCE UNDER SECTION
- We are fully aware of the requirements for exempt financial institutions under the Act, including Regulations 54 and 54B of the Securities and Futures (Licensing and Conduct of Business) Regulations, where applicable.
- In this Form, exempt financial institution refers to a person exempt from holding a capital markets services licence under section 99(1)(a), (b), (c), or (d) of the Securities and Futures Act (Cap. 289) (the Act). All questions must be answered and all fields must be filled.
- MAS
- Speeches
Last revised date:
- relevant person” under section 101A(2) of the SFA.
- and countering the financing of terrorism, resolution of FIs in distress and financial industry dispute resolution schemes. [4] The SFA, FAA and Insurance Act. [5] For example, a prohibition order can only be issued under section 101A(1) of the SFA against persons who fall within the definition of “
- The statutory protection does not extend to acts involving wilful misconduct, negligence, fraud or corruption. [1] For example, the Banking Act (“BA”). [2] For example, the Financial Advisers Act (“FAA”) and Securities and Futures Act (“SFA”). [3] These include provisions relating to anti-money laundering
- MAS
- Speeches
Last revised date:
- Higher rated securities are assumed to be more stable and liquid.
- As seen in the last few months, in extreme situations, AAA securities may also exhibit the illiquidity and price volatility of lower rated securities. 17 Third, the assumption that market prices provide a good gauge of an asset’s value is now in the spotlight as well.
- Furthermore, investors have come to realise that market pricing can be driven by a myriad of factors that are not linked to the intrinsic quality of the security.
- PDPC
- Commission's Decisions
Last revised date:
- control by making reasonable security arrangements to prevent unauthorised use, disclosure and similar risks.
- In any case, this does not detract from the above conclusion that the Organisation had failed to make reasonable security arrangements as required under section 24 of the PDPA.
- Directions were issued to Avant Logistic Service for failing to make reasonable security arrangements to prevent the unauthorised disclosure of customers' personal data. The lapses resulted in personal data of customers being disclosed by an employee. Click here to find out more.
- MAS
- Forms and Templates
Last revised date:
- Incident Notification to MAS (as soon as possible, within an hour) Submit Section (A) of this Incident Reporting Template For CII institutions: To also submit the National Cyber Security Incident Reporting Form available from the Cyber Security Agency of Singapore (CSA) website, or via the link here
- NATIONAL CYBER SECURITY INCIDENT REPORTING FORM (for non-CII institutions) NATIONAL CYBER SECURITY INCIDENT REPORTING FORM (for non-CII institutions) Section A: General Information Ref No: Section A: General Information Ref No: A1.
- Template for financial institutions to report incidents to MAS, including incidents relating to IT systems, cyber security, information loss and liquidity.