Showing 3434 Documents for "securities"

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    • MAS
    • Enforcement Actions

    Last revised date:

    • Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
    • (whether as principal or agent) subscribing for, purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation.
    • The sale of the shares enabled Ms Tagi to avoid a loss of $13,625. 4         Ms Tagi has admitted to contravening the insider trading provision under section 218(2)(a) of the Securities and Futures Act, and has paid MAS a civil penalty of S$50,000 without court action. ***** Additional information (A
    • PDPC
    • Commission's Decisions

    Last revised date:

    • The Commission found that the Organisation had not provided any security requirements to the vendor it had engaged sometime in 2013 to develop the Website. Consequently, it had not reviewed the Website’s security arrangements or conducted any security testing on the Website.
    • The Organisation has since removed the warranty registration section on its website and is in the process of revamping its Website to incorporate the necessary security arrangements.
    • In the circumstances, the Organisation had not implemented reasonable security arrangements to protect the personal data collected by the Website (including but not limited to the Personal Data disclosed in the Incident) and is therefore in breach of section 24 of the PDPA. 4.
    • MAS
    • Media Releases

    Last revised date:

    • /email notification to customers each time a card transaction is made or a pre-approved limit is exceeded; and secure activation procedures for new and replacement cards.
    • Singapore, 19 February 2014…  The Monetary Authority of Singapore (MAS) said today that security measures in place for payment cards 1 in Singapore were robust by international standards but card customers should nonetheless take the necessary precautions when using their cards. 
    • There has been no evidence to-date of a breach of payments security among banks in Singapore. 4   MAS cautioned, however, that payment card transactions also involve parties (e.g. merchants) other than regulated financial institutions. Data theft can occur at these entities.
    • MAS
    • Annual Reports

    Last revised date:

    • Securities and Futures Supervision Department The Securities and Futures Supervision Department (SFD) has supervisory responsibility for capital markets and administers the Securities and Futures Act.
    • Securities and Futures Act Singapore Government Securities Singapore Exchange SFA SGS SGX SGX-ST SGX-Securities Trading SGX-DT SGX-Derivatives Trading SIBOR Singapore Interbank Offered Rate S$NEER UN United Nations UOB United Overseas Bank Singapore Dollar Nominal
    • The Government has accepted all the Committees recommendations, and MAS is implementing those recommendations relevant to the Securities and Futures Act (SFA).
    • MAS
    • Parliamentary Replies

    Last revised date:

    • In the interim, banks are putting in place additional layers of security to enhance the protection of their customers’ bank accounts. 
    • Banks are required to take prompt action to rectify any vulnerabilities or weaknesses in their systems. 2   MAS has been working with the financial institutions since 2010 on a comprehensive programme to strengthen the security of payment cards.
    • MAS will continue to work with the industry to enhance security measures to safeguard the integrity of consumers’ bank accounts. *** 1 EMV stands for Europay, MasterCard and Visa. It is a global standard for payment cards based on chip card technology.
    • MAS
    • Forms and Templates

    Last revised date:

    • SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (OFFERS OF INVESTMENTS) (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS 2010 NOTICE TO DISSENTING PARTICIPANT UNDER SECTION 295A(1) FORM 7 In this notice Name of Trust: _______________________________________
    • holding number trust total less the no of of The transferee hereby gives you notice, pursuant to section 295A of the Securities and Futures Act, that it desires to acquire the *__________________________ units held by you in the subject trust.
    • + State briefly the nature of the offer. ** Refer to section 295A(10) of the Securities and Futures Act for guidance on what is considered as units in the subject trust already held by the transferee. -------- FORM 7 CONTINUATION SHEET 1 FORM 7 Name of Trust: __________________________
    • MAS
    • Consultations

    Last revised date:

    • In order to mitigate security risk, the MPSVC issuer can ensure its 15. security risk management framework is able to actively identify, assess, mitigate and monitor security risk aspects that specifically relate to the MPSVC system itself.
    • governance corporate continuity planning, Security risk Security risk is a specific component of operational risk. It is dealt 12. with separately in this paper in order to highlight some of the important security risk aspects that relate to MPSVC products. 13.
    • The level of security chosen by the issuer at each level of the MPSVC system (consumer, merchant, operator, etc.) will depend on an assessment of the trade-off between having a more secure MPSVC system and factors like cost-effectiveness, speed and functionality. 16.
    • MAS
    • Consultations

    Last revised date:

    • or advising on corporate finance under the Securities and Futures Act (SFA)).
    • to the securities prescribed in regulation 3(1)(iv) of the Securities and Futures (Prescribed Securities) Regulations 2012.
    • (c) any Singapore Government Securities.
    • MAS
    • Parliamentary Replies

    Last revised date:

    • MAS does not intend to require that the offer of club memberships be regulated under the Securities and Futures Act ("SFA") and Financial Advisers Act ("FAA"). The disclosure requirements that are imposed under these Acts are intended for financial products.
    • Regulation of the sale of club memberships under the SFA or FAA would impose unnecessary additional costs on the sellers and indirectly, on the buyers. 
    • Given that there already are safeguards under general law (for example, the CPFTA which applies to proprietary clubs), the cost of additional regulation under the SFA or FAA would not be justified. 6.  
    • MAS
    • Media Releases

    Last revised date:

    • register the company's prospectus. *** Note to editors: Securities and Futures Act (SFA) Section 240(13) of the SFA provides that MAS may refuse to register a prospectus if the prospectus contains any false or misleading statement, has omitted any material information that should be included in a prospectus
    • or does not comply with the SFA in any other way, or if MAS is of the opinion that it is not in the public interest to do so.
    • Nagacorp also does not possess an established track record of independent audits of the effectiveness of its internal controls for addressing money laundering risks. 3   Under the Securities and Futures Act, Nagacorp has 10 days, until 18 September 2003, to make submissions to MAS as to why MAS should