Showing 3434 Documents for "securities"
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- PDPC
- Commission's Decisions
Last revised date:
- The Organisation also did not review the standard of security of the Website and left it completely to the Vendor.
- The investigations revealed that the Organisation had left it to the Vendor to put in place the appropriate security arrangements to protect the Disclosed Personal Data.
- In the Commissioners view, the Organisation failed to put in place reasonable security arrangements to protect the Disclosed Personal Data as explained below. 10 First, the Organisation failed to assess the risks to the Disclosed Personal Data collected through its Website and stored in Web
- PDPC
- Commission's Decisions
Last revised date:
- A website security scanning tool was installed to conduct security scanning of the Portal; and e. The individuals affected in the Incident were notified.
- actual personal data) should not be held in less secure development environments for extended periods of time.
- password protection, access whitelisting) should have been implemented to control access to the Testing Database. 9 Secondly, privileged access to the Server (and in turn the Testing Database) was also not adequately secured.
- MAS
- Enforcement Actions
Last revised date:
- The Monetary Authority of Singapore (“MAS”) withdrew V Wealth Capital Pte Ltd’s (“V Wealth”) status as a Registered Fund Management Company ("RFMC") under section 99(6)(a) of the Securities and Futures Act (Chapter 289) ("SFA") with effect from 20 May 2016.
- This means that V Wealth will no longer be permitted to carry on business in fund management in Singapore. 2 V Wealth is required to comply with the specific requirements in the SFA and the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg. 10) (“SF
- of the Second Schedule to the SF(LCB)R. 3 The CEO and directors of V Wealth have consequently failed to ensure that V Wealth complies with the laws and regulations governing its operations. 4 MAS is withdrawing the status of V Wealth as an RFMC on the grounds of its contraventions of the SFA
- MAS
- Speeches
Last revised date:
- Cyber security And last but not least, cyber security. Cyber-attacks are a growing threat to the financial ecosystem, and FinTech could potentially accentuate this risk.
- Third, strengthening cyber security across the financial industry to make it safer to use new technologies and instil confidence in consumers.
- Mr Greg Medcraft, Chairman of the Australian Securities & Investments Commission, Distinguished guests, ladies and gentlemen, good morning. I am happy to join you for this ASIC Annual Forum on “Future Focus”, and congratulate ASIC for the choice of a timely topic.
- MAS
- Speeches
Last revised date:
- We will enhance the provisions for consumer protection and strengthen cyber security requirements.
- We call it FAST ; Fast and Secure Transfers. FAST is almost as convenient as cash, but safer and cheaper. You can make a payment securely from your computer or mobile device at any time of the day. You can receive confirmation of payment within seconds.
- Diners will pay for dinner seamlessly and securely with a mobile phone. Parents will send pocket money to their children via an app. Young couples will make the down-payment for their HDB flats on their tablets using FAST.
- MAS
- Staff Papers
Last revised date:
- In a review of dark liquidity in its securities market, the Australian Securities & Investments Commission (ASIC) found that dark trades increased with widened bid-ask spreads on lit exchange markets for a number of securities (ASIC, 2013), suggesting that dark liquidity was impairing
- Market depth measures the market's ability to sustain relatively large market orders without impacting the price of the security.
- Trades on exchange-listed securities, whether they are executed off-exchange or on the lit market, are aggregated and disseminated as market data.
- MAS
- Media Releases
Last revised date:
- "Security and privacy is not purely a technological issue, but also an issue of perception.
- The Monetary Authority of Singapore (MAS) held its second Technology in Finance (TiF) dialogue session on "Security Technologies in Banking and Commerce" this morning at the Raffles Hotel.
- The dialogue session provided a platform for the discussion and exchange of information on the adoption of best practices and standards in technology and security risk management. At the dialogue session, Mr.
- MAS
- Media Releases
Last revised date:
- Under section 232 of the SFA, MAS may enter into an agreement with any person for that person to pay, with or without admission of liability, a civil penalty for contravening any provision of Part XII of the SFA.
- (whether as principal or agent) subscribing for, purchasing, selling, or entering into an agreement to subscribe for, purchase or sell those securities of that corporation.
- The sale of the shares enabled Ms Tagi to avoid a loss of $13,625. 4 Ms Tagi has admitted to contravening the insider trading provision under section 218(2)(a) of the Securities and Futures Act, and has paid MAS a civil penalty of S$50,000 without court action. ***** Additional information (A
- MAS
- Media Releases
Last revised date:
- . 3 MAS will amend the Securities and Futures Act (SFA) to include REIT management as a regulated activity.
- The Securities and Futures (Licensing and Conduct of Business) Regulations and Securities and Futures (Financial and Margin Requirements for Holders of Capital Markets Services Licences) Regulations will also be amended to set out the capital requirements and licence fees for REIT managers, as well as
- subscriptions made at the time of listing of a REIT; Specifying safeguards for REITs that intend to pay dividends in excess of current income; Requiring a REIT to invest at least 75% of its assets in income-producing real estate; and Removing the 5% single party limit for investments in real-estate related securities
- MAS
- Speeches
Last revised date:
- ACCURATE, ADEQUATE AND TIMELY DISCLOSURES 10 At the heart of the regulatory framework for the capital markets in Singapore is the Securities and Futures Act (“SFA”).
- Collaboration between MAS and the State Securities Commission (SSC) has deepened significantly.
- Among other things, the SFA requires every company seeking to raise funds from the public to issue a prospectus which must be lodged with and registered by the MAS. 11 The prospectus must contain all information for investors to make an informed investment decision on the company’s securities.