Showing 3434 Documents for "securities"
Filter by
Sort by
- PDPC
- Commission's Decisions
Last revised date:
- However, the Organisation failed to carry out any security measures e.g. conducting necessary security updates, patches and penetration tests, thus leaving its website vulnerable to attacks. 9.
- Third, the Organisation admitted that it did not make reasonable security arrangements to protect the personal data on its website database.
- After the Organisation's website was designed and developed by an external vendor in 2011, the Organisation did not have any contract/retainer agreement with the external vendor to maintain the website's security.
- MAS
- Media Releases
Last revised date:
- Please note that this SGS issue is a "Qualifying Debt Security" ("QDS") eligible for the tax incentives approved by the Minister for Finance for QDS issued up till 31 December 2018.
- Redemption proceeds may take up to one additional working day to be credited to individual bank accounts. -------- Savings Bonds are taxable, non-transferable, book-entry Singapore Government Securities ("SGS").
- Investors who already have Individual CDP Securities accounts should check Investors can call the CDP hotline (6535-7511) to enquire about DCS activation. The CDP hotline operating hours are: Mondays to Fridays (8.30am to 5.00pm), Saturdays (9.00am to 12.30pm), excluding Public Holidays.
- MAS
- Media Releases
Last revised date:
- Interested investors are reminded that they must have an Individual Central Depository (CDP) Securities account with Direct Crediting Service (DCS) activated.
- Please note that this SGS issue is a "Qualifying Debt Security" ("QDS") eligible for the tax incentives approved by the Minister for Finance for QDS issued up till 31 December 2018.
- Redemption proceeds may take up to one additional working day to be credited to individual bank accounts. -------- Savings Bonds are taxable, non-transferable, book-entry Singapore Government Securities ("SGS").
- MAS
- Parliamentary Replies
Last revised date:
- Based on its investigations, SGX has ascertained that there could be a possible violation of the Securities Industry Act. It is an offence under the Securities Industry Act to create a false or misleading appearance in the market for a share counter.
- The increase in share price was due to a last minute order to buy 2 million SingTel shares at $3.50 each, keyed in by Nomura Securities S'pore Pte Ltd.
- The order was given at 5.04pm, just 1 minute before the end of the pre-close session on the Singapore Exchange Securities Trading. 662,000 shares, representing all the outstanding sell positions during the pre-close session, were matched at $3.50, causing SingTel shares to close at that price.
- MAS
- Media Releases
Last revised date:
- To-date, the joint investigations have secured conviction against three perpetrators of market misconduct.
- Singapore, 13 March 2018… The Monetary Authority of Singapore (MAS) and the Commercial Affairs Department (CAD) of the Singapore Police Force announced today that they will extend the Joint Investigations Arrangement to cover all offences under the Securities and Futures Act (SFA) and Financial Advisers
- their investigative resources and expertise and further improve the overall effectiveness of market misconduct investigations. 3 The CAD-MAS Joint Investigations Arrangement was launched in March 2015 , when both agencies collaborated to co-investigate market misconduct offences under Part XII of the SFA
- MAS
- Notices
Last revised date:
- : Listed collective investment schemes Unlisted collective investment schemes Other listed equity securities Other unlisted equity securities Total (1 to 4) Debt securities: Government debt securities Qualifying debt securities Other debt securities Total (6 to 8) Cash and deposits Other
- MAS
- Notices
Last revised date:
- Exposures secured by collateral, of which secured amount: This refers to the amount of the exposure portions, which are secured by collateral.
- type (e.g. residential mortgage-backed securities, commercial mortgage-backed securities, asset-backed securities, collateralised debt obligations) etc.
- (a) (b) (d) (fe) (g) Carrying amount of unsecured eExposures unsecured Exposures secured by collateral (c) Exposures secured by collateral, of which: secured amount Exposures secured by financial guarantees (e) Exposures secured by financial guarantees,
- MAS
- Enforcement Actions
Last revised date:
- JPMorgan has contravened section 99B(3) of the SFA as it had permitted four representatives, who were not appointed, provisional or temporary representatives, to carry out the regulated activities of dealing in securities and fund management, on its behalf from 26 November 2010 to 16 January 2013.
- 1 On 24 December 2014, MAS reprimanded JPMorgan Chase Bank, N.A., Singapore Branch [“JPMorgan”] for contraventions of section 23B(3)(a) of the FAA and section 99B(3)(a) of the SFA. 2 Section 23B(3)(a) of the FAA stipulates that a principal shall not permit any individual to provide any type
- Section 99B(3)(a) of the SFA stipulates that a principal shall not permit any individual to carry on business in any type of regulated activity on its behalf unless the individual is an appointed, provisional or temporary representative in respect of that type of regulated activity. 3 JPMorgan
- PDPC
- Commission's Decisions
Last revised date:
- The totality of the circumstances led me to conclude that the unauthorised disclosure stemmed from the Organisation’s lack of reasonable security arrangements to prevent such disclosure.
- I set out the factors leading to this conclusion below. 6 Organisations that re-use scrap paper should put in place reasonable security measures to prevent scrap paper containing personal data from being re-used or given to other clients.
- As noted in Re Aviva Ltd, whilst there is no specific distinction in the PDPA based on the sensitivity of the data, organisations are to ensure that there are appropriate levels of security for data of varying levels of sensitivity: [2018] PDP Digest 245 at [17]-[18].
- PDPC
- Commission's Decisions
Last revised date:
- These frameworks, policies and standards addressed various aspects of IT security (amongst other matters); and (b) (c) CES was subject to Cigna Group’s corporate audit and annual GCC assessment processes which include security and data protection, as well as external audits which
- As discussed in the preceding section of this Decision, the Organisation had in place the appropriate security arrangements, including contractual provisions, which met the requirements of section 24 of the PDPA.
- In this regard, section 24 of the PDPA requires organisations to protect personal data in their possession or under their control by making reasonable security arrangements to prevent unauthorised access, disclosure and similar risks. 7.