Showing 3434 Documents for "securities"
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- MAS
- FAQs
Last revised date:
- Others Q: Does the SFA apply to offers of securities, securities-based derivatives contracts or units in a CIS made through ATMs, mobile phones or other platforms, such as the internet? A: Yes.
- This general disclosure test is supplemented by prospectus disclosure checklists in the Securities and Futures (Offers of Investments) (Securities and Securities- based Derivatives Contracts) Regulations 2018 and the Securities and Futures (Offers of Investments) (Collective
- A: SFA provides that a stop order will not be served after the securities, securities-based derivatives contracts or units in a CIS, to which the prospectus relates, have been listed on an approved exchange and trading in them has commenced.
- MAS
- Consultations
Last revised date:
- DIVISION 4 - SECURITIES HAWKING Securities hawking prohibited 272.
- or a class of securities
- Register of securities 37.
- MAS
- Consultations
Last revised date:
- ; or (b) where the stabilised securities are listed on both a securities exchange and an overseas securities exchange, from the earlier of the dates of commencement of dealing in the stabilised securities on these exchanges; stabilised securities, in relation to any stabilising
- Regulations 2006; securities and securities exchange have the same meanings as in section 2 of the Securities and Futures Act; specified period means a period of 30 calendar days (a) from the date of commencement of dealing in the stabilised securities on a securities exchange
- and Futures (Market Conduct) (Exemptions) Regulations 2006; overseas securities exchange has the same meaning as in section 2 of the Securities and Futures Act; relevant securities has the same meaning as in regulation 2 of the Securities and Futures (Market Conduct) (Exemptions)
- MAS
- Consultations
Last revised date:
- derivative contracts) under the SFA.
- The transfer would be effected as part of proposed amendments to the Securities and Futures Act (SFA) which is currently being consulted on (Consultation Paper on Proposed Amendments to the Securities and Futures Act).
- facility under the SFA. 2.11 Respondents were generally supportive of the regulation of commodity derivatives market operators and clearing facilities to the SFA.
- MAS
- FAQs
Last revised date:
- SFA 04-N02 or Notice No.
- of 6 of 12 -------- FAQs on Exempt Persons (Updated on 12 April 2012) SFA: Securities and Futures Act FAA: Financial Advisers Act Exempt Fund Manager (SFA) Form 25 exempt person.
- SFA 04- N02]; and/or [Notice No. FAA-N06].
- PDPC
- Commission's Decisions
Last revised date:
- the logbook with the security guards.
- Third, Eagle Eye did not seem to have a contingency plan for the safekeeping of the logbook when the security guard fell sick and had to be replaced by another security guard.
- Accordingly, the only security guards that were in the vicinity from 8 pm to 10.30 pm were the security guards that were stationed at the guardhouse, away from the gantry. 8. 7.
- PDPC
- Commission's Decisions
Last revised date:
- the logbook with the security guards.
- Third, Eagle Eye did not seem to have a contingency plan for the safekeeping of the logbook when the security guard fell sick and had to be replaced by another security guard.
- Accordingly, the only security guards that were in the vicinity from 8 pm to 10.30 pm were the security guards that were stationed at the guardhouse, away from the gantry. 8. 7.
- MAS
- Consultations
Last revised date:
- such persons. 2 MAS has prepared a draft of the Securities and Futures regulations ('SFR') for Parts II and III of the SFA.
- Consultation Paper 1 The Securities and Futures Act ("SFA") was passed in Parliament on 5 Oct 2001 and assented to by the President on 17 Oct 2001.
- in or to the depositors securities account
- MAS
- Guidelines
Last revised date:
- UNDER PARAGRAPH 9 OF THE THIRD SCHEDULE TO THE SECURITIES AND FUTURES ACT 1 1.1 These Guidelines are issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) [SFA] to provide guidance on approval of arrangements under paragraph 9 of the Third Schedule to the SFA
- : SFA 04-G03 Issue Date GUIDELINES ON APPLICATIONS FOR APPROVAL OF ARRANGEMENTS UNDER PARAGRAPH 9 OF THE THIRD SCHEDULE TO THE SECURITIES AND FUTURES ACT 1 1.1 These Guidelines are issued pursuant to section 321 of the Securities and Futures Act (Cap. 289) [SFA
- It is further provided in section 82(2) of the SFA that the licensing requirement in 2.2 subsection (1) shall not apply to any person specified in the Third Schedule to the SFA.
- MAS
- Consultations
Last revised date:
- 2013; Securities and Futures (Offers of Investments) (Shares and Debentures) (Amendment) Regulations 2013; Securities and Futures (Composition of Offences) (Amendment) Securities and Futures (Markets) (Amendment) Regulations Regulations 2013; 2013; and Financial
- S 000 - SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (LICENSING AND CONDUCT OF BUSINESS) (AMENDMENT) REGULATIONS 2013 In exercise of the powers conferred by sections 94, 97 and 341 of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes
- S 000 - SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (COMPOSITION OF OFFENCES) (AMENDMENT) REGULATIONS 2013 In exercise of the powers conferred by section 336(2) of the Securities and Futures Act, the Monetary Authority of Singapore hereby makes the following